STOCK TITAN

Glaukos (NYSE: GKOS) director sells shares after option exercise

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GLAUKOS Corp (GKOS) director Gilbert H. Kliman exercised stock options for 2,500 shares of common stock on 2026-08-19 at an exercise price of $25.77 per share. The resulting 2,500 common shares were then sold the same day at $190.00 per share. After the exercise, Kliman continued to hold stock options for 12,500 shares, and his equity awards also include 2,501 restricted stock units that are unvested or deferred.

Positive

  • None.

Negative

  • None.
Insider Kliman Gilbert H
Role Director
Sold 2,500 shs ($475K)
Approx. gross sale proceeds $475K
Approx. exercise cost $64K
Approx. pre-tax spread $411K
Type Security Shares Price Value
Exercise Stock Option (Right to Buy) 2,500 $0.00 $0.00
Exercise Common Stock F1 2,500 $25.77 $64K
Sale Common Stock F1 2,500 $190.00 $475K
Holdings After Transaction: Stock Option (Right to Buy) — 12,500 shares (Direct); Common Stock — 37,406 shares (Direct)
Footnotes (1)
  1. F1. Includes 2,501 restricted stock units that have not vested or been delivered to the Reporting Person, as well as restricted stock units that have vested but delivery of which has been deferred by the Reporting Person.
Shares sold 2,500 shares Common stock sold by Gilbert H. Kliman on 2026-08-19
Sale price per share $190.00 per share Price for 2,500 GKOS common shares sold on 2026-08-19
Option exercise shares 2,500 shares Shares acquired via stock option exercise on 2026-08-19
Option exercise price $25.77 per share Exercise price of Stock Option (Right to Buy) for GKOS common stock
Stock options held after transaction 12,500 shares Total underlying shares for options held by Kliman after the exercise
Restricted stock units 2,501 units Unvested or undelivered restricted stock units associated with Kliman
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy)"
restricted stock units financial
"Includes 2,501 restricted stock units that have not vested"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

FAQ

What transactions did GKOS director Gilbert H. Kliman report on this Form 4?

Gilbert H. Kliman reported exercising stock options for 2,500 shares of GLAUKOS Corp common stock at $25.77 per share and selling 2,500 shares of common stock at $190.00 per share on 2026-08-19.

How many GKOS shares did Gilbert H. Kliman sell and at what price?

Gilbert H. Kliman sold 2,500 shares of GLAUKOS Corp common stock at a price of $190.00 per share on 2026-08-19.

What was the exercise price of the stock options used by the GKOS director?

The stock options exercised by Gilbert H. Kliman to acquire GLAUKOS Corp common stock had an exercise price of $25.77 per share, with an original exercise date of 2018-05-31 and an expiration date of 2027-12-13.

How many stock options does Gilbert H. Kliman hold after these GKOS transactions?

After the reported transactions, Gilbert H. Kliman held stock options for 12,500 shares of GLAUKOS Corp common stock, as reported in the derivative holdings following the option exercise.

Does the GKOS director hold any restricted stock units (RSUs)?

Yes. A footnote states that Gilbert H. Kliman’s equity awards include 2,501 restricted stock units that have not vested or been delivered, as well as restricted stock units that have vested but whose delivery has been deferred.

What is the nature of the derivative security involved in the GKOS Form 4?

The derivative security is a Stock Option (Right to Buy) GLAUKOS Corp common stock, covering 2,500 underlying shares in this exercise, with an exercise price of $25.77 per share and an expiration date of 2027-12-13.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kliman Gilbert H

(Last)(First)(Middle)
C/O GLAUKOS CORPORATION
ONE GLAUKOS WAY

(Street)
ALISO VIEJO CALIFORNIA 92656

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GLAUKOS Corp [ GKOS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/19/2026M2,500A$25.7739,906(1)D
Common Stock08/19/2026S2,500D$19037,406(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$25.7708/19/2026M2,50005/31/201812/13/2027Common Stock2,500$012,500D
Explanation of Responses:
1. Includes 2,501 restricted stock units that have not vested or been delivered to the Reporting Person, as well as restricted stock units that have vested but delivery of which has been deferred by the Reporting Person.
/s/ Diana Scherer, Attorney-in-Fact08/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)