STOCK TITAN

GLAUKOS (GKOS) director Leana Wen sells 1,700 shares, holds 19,739

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

GLAUKOS Corp director Leana Wen reported an open-market sale of 1,700 shares of common stock at $143.35 per share. After this transaction, she directly holds 19,739 shares, which the filing states includes 2,731 restricted stock units that are unvested or with deferred delivery.

Positive

  • None.

Negative

  • None.
Insider WEN LEANA
Role null
Sold 1,700 shs ($244K)
Type Security Shares Price Value
Sale Common Stock 1,700 $143.35 $244K
Holdings After Transaction: Common Stock — 19,739 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 1,700 shares Open-market sale of common stock
Sale price per share $143.35 per share Price for the 1,700 shares sold
Shares held after transaction 19,739 shares Direct holdings following sale
Restricted stock units included 2,731 RSUs Unvested or deferred RSUs within post-transaction total
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
restricted stock units financial
"Includes 2,731 restricted stock units that have not vested or been delivered"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
net-sell financial
"netBuySellDirection": "net-sell""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEN LEANA

(Last)(First)(Middle)
C/O GLAUKOS CORPORATION
ONE GLAUKOS WAY

(Street)
ALISO VIEJO CALIFORNIA 92656

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GLAUKOS Corp [ GKOS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026S1,700D$143.3519,739(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 2,731 restricted stock units that have not vested or been delivered to the Reporting Person, as well as restricted stock units that have vested but delivery of which has been deferred by the Reporting Person.
Diana Scherer, Attorney-in-Fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did GLAUKOS Corp (GKOS) director Leana Wen report?

Leana Wen reported an open-market sale of 1,700 shares of GLAUKOS common stock. The shares were sold in a single transaction at a reported price of $143.35 per share, according to the Form 4 filing.

At what price did Leana Wen sell GLAUKOS (GKOS) shares in this Form 4?

The filing shows Leana Wen sold the 1,700 GLAUKOS common shares at $143.35 per share. This reflects a straightforward open-market sale with no indication of option exercises or derivative conversions tied to the transaction.

How many GLAUKOS (GKOS) shares does Leana Wen hold after this sale?

After the reported sale, Leana Wen holds 19,739 GLAUKOS common shares directly. The filing notes this figure includes 2,731 restricted stock units that are unvested or deferred, so not all of these shares are currently freely tradable.

Does the GLAUKOS (GKOS) Form 4 show any option exercises or derivative trades?

No derivative transactions are listed in this Form 4. The filing reports only a non-derivative open-market sale of 1,700 common shares, with derivativeSummary showing no remaining option or similar derivative positions associated with this specific report.

What restricted stock unit details are disclosed for Leana Wen at GLAUKOS (GKOS)?

The filing specifies that Wen’s post-transaction total of 19,739 shares includes 2,731 restricted stock units. These units have not yet vested or been delivered, or have vested but their delivery has been deferred at her election.