Welcome to our dedicated page for Gladstone Capital SEC filings (Ticker: GLAD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Gladstone Capital Corporation (NASDAQ: GLAD) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a registered business development company. These filings document how Gladstone Capital invests in debt and equity securities, primarily secured first and second lien term loans to lower middle market businesses in the United States, and how those activities translate into reported financial results and capital structure decisions.
Investors can use this page to review annual reports on Form 10-K and quarterly reports on Form 10-Q, which present details on total investment income, expenses, net investment income, realized and unrealized gains or losses, portfolio composition, and net asset value per common share. These core filings explain the company’s investment objectives, risk factors, and the structure of its credit facility and notes.
The page also aggregates current reports on Form 8-K, where Gladstone Capital reports material events such as amendments to its credit facility, offerings of 5.875% convertible notes due 2030, and plans to redeem its 5.125% Notes due 2026 and 7.75% Notes due 2028, including the related delisting of the 2028 notes from Nasdaq. Other 8-K filings furnish earnings press releases that summarize quarterly and annual performance.
For those monitoring capital structure and liquidity, the filings highlight key terms of the company’s credit facility with KeyBank National Association and other lenders, including changes to borrowing commitments, maturity dates, and interest rate margins. They also describe the terms and conditions of the company’s notes and convertible notes offerings.
Stock Titan enhances these documents with AI-powered summaries that help explain complex sections of 10-Ks, 10-Qs, and 8-Ks in plain language, and provides real-time updates as new filings are posted to EDGAR. Users can also review insider and security-related filings, such as Form 4 and other ownership reports when available, to better understand trading and compensation-related activity involving Gladstone Capital’s securities.
Gladstone Capital Corporation reported the results of its 2026 Annual Meeting of Stockholders held on February 5, 2026. Stockholders representing 13,779,301 shares of common stock and 1,196,487 shares of preferred stock were present in person or by proxy.
Stockholders voted on the election of directors, including Michela A. English and Anthony W. Parker, and on another matter that received 14,251,807 votes for, 497,399 against and 226,582 abstentions, with no broker non-votes reported.
Gladstone Capital Corporation furnished an update on its latest performance by issuing a press release with financial results for the fiscal quarter ended December 31, 2025. The company furnished this press release as Exhibit 99.1 to a current report, rather than filing it, meaning it is not incorporated into other securities law filings by default.
Gladstone Capital Corporation reported steady results for the quarter ended December 31, 2025. Total investment income was $24.5 million and net investment income was $11.3 million, essentially unchanged from the prior-year quarter, supporting ongoing common and preferred distributions.
Net realized and unrealized losses of $5.3 million reduced overall profitability, leading to a net increase in net assets from operations of $5.5 million versus $27.0 million a year earlier. Net asset value per common share edged down to $21.13 from $21.34 as of September 30, 2025, reflecting distributions and valuation movements across a largely Level 3, lower-middle-market credit portfolio.
Gladstone Capital Corp (GLAD) officer trade reported. The company’s CFO and Treasurer, Melissa Schaltenbrand, reported buying 496 shares of Gladstone Capital common stock on 11/20/2025 in an open-market purchase coded as a “P” transaction. The shares were acquired at a price of $20.159 per share.
Following this transaction, she beneficially owned 3,095 shares of Gladstone Capital common stock in a direct holding, according to the filing.
Gladstone Capital Corporation (GLAD) filed a current report to announce that it has released its financial results for the fiscal quarter and year ended September 30, 2025. The details of these results are contained in a press release dated November 17, 2025, which is attached as Exhibit 99.1. The company states that this information is being furnished rather than filed under the Securities Exchange Act of 1934, meaning it is not subject to certain liability provisions and is not automatically incorporated into other securities filings.
Gladstone Capital Corporation files its annual report outlining how it operates as an externally managed business development company and regulated investment company focused on lower middle market U.S. businesses. The company targets debt investments that generate current income and selective equity positions for long-term capital gains.
As of September 30, 2025, the investment portfolio at fair value totaled $859.1 million, with about 90.9% in debt and 9.1% in equity. Secured first lien loans represent the largest share, and the five biggest positions account for 22.9% of portfolio value. Investments span 55 companies across 16 industries and all major U.S. regions.
The filing details the advisory and administration arrangements with Gladstone affiliates, including a 1.75% base management fee on average total assets and performance-based incentive fees, as well as non-contractual fee credits that have offset part of income-based incentive fees. It also explains the board-approved valuation process for Level 3 assets and the tax framework for maintaining RIC status and the 150% asset coverage requirement under BDC regulation.
Gladstone Capital Corporation plans to redeem two series of outstanding notes in full. The company will redeem 100% of its 5.125% Notes due 2026 with an aggregate principal amount of
It will also redeem 100% of its 7.75% Notes due 2028 with an aggregate principal amount of
Gladstone Capital Corporation priced a registered public offering of
Holders can convert at any time into cash, common shares, or a mix, at the company’s election, at an initial rate of 38.4394 shares per
Gladstone Capital Corporation is commencing a registered public offering of $110 million aggregate principal amount of unsecured convertible notes due 2030. The Company also expects to grant the underwriter an option to purchase up to an additional $16.5 million in principal amount of these notes.
The notes will be unsecured obligations, pay interest semi-annually and mature in 2030 unless earlier converted, redeemed or repurchased. On conversion, Gladstone Capital may settle in cash, common stock, or a mix of both, at its election, with the interest rate, initial conversion rate and other key terms to be set at pricing. The Company plans to use the net proceeds primarily to repay a portion of its revolving credit facility and for other general corporate purposes, with Oppenheimer & Co. Inc. acting as sole book-running manager.