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GLADSTONE CAPITAL (NASDAQ: GLAD) director Stelljes files Form 3/A with no insider activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

GLADSTONE CAPITAL CORP filed an amended Form 3 for director George Stelljes III. This amendment reports no insider transactions or holdings, with all buy, sell, acquire, dispose, and derivative activity shown as zero in the transaction summary.

Positive

  • None.

Negative

  • None.
Buy shares 0 shares BuyShares in transaction summary
Sell shares 0 shares SellShares in transaction summary
Derivative exercises 0 shares ExerciseShares in transaction summary
Net buy/sell direction neutral NetBuySellDirection in transaction summary
Form 3/A regulatory
"INSIDER FILING DATA (Form 3/A)"
An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.
reporting person regulatory
""reportingPersons": [ { "name": "STELLJES GEORGE III""
transaction summary financial
""transactionSummary": { "buyCount": 0, "sellCount": 0"
derivativeSummary financial
""derivativeSummary": []"
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
STELLJES GEORGE III

(Last)(First)(Middle)
1521 WESTBRANCH DRIVE
SUITE 100

(Street)
MCLEAN VIRGINIA 22102

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2026
3. Issuer Name and Ticker or Trading Symbol
GLADSTONE CAPITAL CORP [ GLAD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
06/03/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
(1) This Amendment corrects an initial Form 3 filing that inadvertently included the incorrect POA. This Amendment includes the reporting person's POA.
No securities are beneficially owned.
/s/Michael LiCalsi, Atttorney in Fact06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the GLAD (GLADSTONE CAPITAL CORP) Form 3/A show for George Stelljes III?

The Form 3/A shows that director George Stelljes III currently reports no insider transactions or holdings. All buy, sell, acquire, dispose, and derivative activity counts are listed as zero in the filing’s transaction summary.

Does the GLAD Form 3/A report any share purchases or sales by George Stelljes III?

No share purchases or sales are reported for George Stelljes III. The transaction summary lists zero buy shares, zero sell shares, and no derivative exercises, indicating no trading activity in this amendment.

What insider roles does George Stelljes III have at GLADSTONE CAPITAL CORP?

George Stelljes III is identified as a director of GLADSTONE CAPITAL CORP. The filing indicates he is not an officer and not a ten percent owner, with only the director role marked as applicable.

Are any derivative securities reported for George Stelljes III in the GLAD Form 3/A?

No derivative securities are reported for George Stelljes III. The derivative summary is empty and the transaction summary shows zero derivative transactions and zero exercise shares in this amendment.

Does the GLAD Form 3/A indicate any gifts or tax-withholding transactions?

The Form 3/A does not indicate gifts or tax-withholding events. GiftCount, giftShares, taxWithholdingCount, and taxWithholdingShares are all shown as zero in the transaction summary data.