GLAD director files amended Form 3 with no trades

GLADSTONE CAPITAL CORP filed an amended Form 3 for director George Stelljes III.

Accepted by SEC EDGAR 06/05/2026 - 02:53 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

GLADSTONE CAPITAL CORP filed an amended Form 3 for director George Stelljes III. This amendment reports no insider transactions or holdings, with all buy, sell, acquire, dispose, and derivative activity shown as zero in the transaction summary.

Key Figures

Buy shares: 0 shares Sell shares: 0 shares Derivative exercises: 0 shares +1 more

4 metrics

Buy shares 0 shares BuyShares in transaction summary

Sell shares 0 shares SellShares in transaction summary

Derivative exercises 0 shares ExerciseShares in transaction summary

Net buy/sell direction neutral NetBuySellDirection in transaction summary

Key Terms

Form 3/A, reporting person, transaction summary, derivativeSummary

4 terms

Form 3/A regulatory

"INSIDER FILING DATA (Form 3/A)"

An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.

reporting person regulatory

""reportingPersons": [ { "name": "STELLJES GEORGE III""

transaction summary financial

""transactionSummary": { "buyCount": 0, "sellCount": 0"

derivativeSummary financial

""derivativeSummary": []"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the GLAD (GLADSTONE CAPITAL CORP) Form 3/A show for George Stelljes III?

The Form 3/A shows that director George Stelljes III currently reports no insider transactions or holdings. All buy, sell, acquire, dispose, and derivative activity counts are listed as zero in the filing’s transaction summary.

Does the GLAD Form 3/A report any share purchases or sales by George Stelljes III?

No share purchases or sales are reported for George Stelljes III. The transaction summary lists zero buy shares, zero sell shares, and no derivative exercises, indicating no trading activity in this amendment.

What insider roles does George Stelljes III have at GLADSTONE CAPITAL CORP?

George Stelljes III is identified as a director of GLADSTONE CAPITAL CORP. The filing indicates he is not an officer and not a ten percent owner, with only the director role marked as applicable.

Are any derivative securities reported for George Stelljes III in the GLAD Form 3/A?

No derivative securities are reported for George Stelljes III. The derivative summary is empty and the transaction summary shows zero derivative transactions and zero exercise shares in this amendment.

Does the GLAD Form 3/A indicate any gifts or tax-withholding transactions?

The Form 3/A does not indicate gifts or tax-withholding events. GiftCount, giftShares, taxWithholdingCount, and taxWithholdingShares are all shown as zero in the transaction summary data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

STELLJES GEORGE III

(Last) (First) (Middle)

1521 WESTBRANCH DRIVE

SUITE 100

(Street)

MCLEAN VIRGINIA 22102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2026

3. Issuer Name and Ticker or Trading Symbol
GLADSTONE CAPITAL CORP [ GLAD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
06/03/2026

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

(1) This Amendment corrects an initial Form 3 filing that inadvertently included the incorrect POA. This Amendment includes the reporting person's POA.

No securities are beneficially owned.

	/s/Michael LiCalsi, Atttorney in Fact	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)