GLADSTONE CAPITAL (GLAD) director George Stelljes submits initial Form 3

Rhea-AI Filing Summary

GLADSTONE CAPITAL CORP director George III Stelljes filed a Form 3 as an initial statement of beneficial ownership. This filing identifies him as a director of the company and establishes his status as an insider, but shows no reportable transactions in the provided data.

Key Terms

Form 3, reportingPersons, beneficial ownership

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reportingPersons regulatory

""reportingPersons": [ { "name": "STELLJES GEORGE III""

beneficial ownership financial

"initial statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

STELLJES GEORGE III

(Last) (First) (Middle)

1521 WESTBRANCH DRIVE

SUITE 100

(Street)

MCLEAN VIRGINIA 22102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2026

3. Issuer Name and Ticker or Trading Symbol
GLADSTONE CAPITAL CORP [ GLAD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/Michael LiCalsi, Atttorney in Fact	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the GLAD Form 3 filed by George III Stelljes show?

The Form 3 for GLADSTONE CAPITAL CORP lists George III Stelljes as a director and establishes his insider status. In the provided data, it reports no buy, sell, or other share transactions or derivative positions.

Did George III Stelljes buy or sell GLAD (GLADSTONE CAPITAL CORP) shares in this Form 3?

No transactions are reported in this Form 3 for GLADSTONE CAPITAL CORP. The transaction summary shows zero buys, zero sells, zero exercises, and no gifts or tax-withholding entries for George III Stelljes.

What is the purpose of this GLAD Form 3 insider filing for investors?

This Form 3 formally designates George III Stelljes as a reporting insider of GLADSTONE CAPITAL CORP. It provides a regulatory baseline for future Form 4 or Form 5 reports but, in this excerpt, does not detail any current holdings or trades.

Does the GLAD Form 3 include any derivative securities information?

The derivative section of this GLAD Form 3 is empty in the provided data. The derivative summary shows no derivative transactions and no remaining derivative positions for George III Stelljes at the time of this filing.

Are there any notable footnotes in the GLAD Form 3 for George III Stelljes?

The footnotes section exists but contains no substantive text in the provided data. There are no additional explanations about voting power, indirect ownership, or trading plans associated with this Form 3 excerpt.