Canaccord Genuity Corp (OTCQB: GLIV) shows affiliate sales on multiple dates

Rhea-AI Filing Summary

Canaccord Genuity Corp filing Form 144 reports proposed and recent sales of Common shares. The filing lists a block of 650 shares identified under "Securities To Be Sold" with an original purchase dated 09/24/2021. The excerpt also shows multiple executed sales by DCG International Investments Ltd on 01/27/2026 (700 shares), 01/28/2026 (600), 01/29/2026 (625), 01/30/2026 (625), 02/02/2026 (625), 02/03/2026 (625), 02/04/2026 (620), and 02/05/2026 (627). The sales are described with per‑trade quantities and associated numeric values in the excerpt.

Insights

Equity Capital Markets Analyst

Form 144 lists multiple short sales/affiliate dispositions by DCG International in early 2026.

The filing records specific trade dates and share counts—for example, 01/27/2026 shows 700 shares and several subsequent days list single‑trade quantities between 600 and 627 shares. These are presented as executed or sold transactions in the excerpt.

Timing is explicit by trade date; cash‑flow beneficiaries and aggregate totals are not consolidated in the excerpt. Subsequent filings or broker reports would show trade execution details and total proceeds.

Key Figures

Securities to be sold: 650 shares Sale on 01/27/2026: 700 shares Sale on 01/28/2026: 600 shares +2 more

5 metrics

Securities to be sold 650 shares listed with purchase date 09/24/2021

Sale on 01/27/2026 700 shares DCG International Investments Ltd trade

Sale on 01/28/2026 600 shares DCG International Investments Ltd trade

Sale on 01/29/2026 625 shares DCG International Investments Ltd trade

Sale on 02/05/2026 627 shares DCG International Investments Ltd trade

Key Terms

Form 144, Privately Negotiated Transaction, OTCQB

3 terms

Form 144 regulatory

"144: Filer Information 144: Issuer Information 144: Securities Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction financial

"Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQB market

"04/27/2026 | OTCQB 144: Securities To Be Sold"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	650	1202.50	684100	04/27/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/24/2021	Privately Negotiated Transaction	Purchased from Issuer			650	09/24/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/27/2026	700	1903.02
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/28/2026	600	1602.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/29/2026	625	1587.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	625	1531.25
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	625	1456.25
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	625	1450.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	620	1357.8
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	627	1191.3

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does GLIV's Form 144 show about insider selling?

The direct answer: it reports proposed and completed dispositions of Common shares by affiliated holders. The filing lists a proposed block of 650 shares and multiple executed sales by DCG International Investments Ltd on specific dates in Jan–Feb 2026 with per‑trade share counts.

Which dates and share counts are listed in the GLIV excerpt?

The filing shows trades on 01/27/2026 (700 shares) and 01/28/2026 (600 shares). Additional trades on 01/29/2026, 01/30/2026, 02/02/2026, 02/03/2026, 02/04/2026, and 02/05/2026 list 625, 625, 625, 625, 620, and 627 shares respectively.

Who is the selling holder named in the GLIV Form 144 excerpt?

The excerpt names DCG International Investments Ltd as the selling entity for the listed trades. The filing provides the entity's address and per‑trade share quantities on the specified dates.

Does the Form 144 excerpt state proceeds or recipients of the sales?

Direct answer: proceeds recipients are not specified in the excerpt. The content lists per‑trade numeric values alongside share counts, but it does not consolidate or state who received sale proceeds.

Is the 650 shares entry in the filing an offer or an instruction to sell?

It is listed under "Securities To Be Sold" with a purchase date of 09/24/2021, indicating a proposed sale of 650 shares. The excerpt pairs that item with transaction type "Privately Negotiated Transaction" and purchase source "Purchased from Issuer."