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Morgan Stanley (GLO) holds 3.2% of Clough Global Opportunities Fund; amendment filed

(Neutral)
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Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Clough Global Opportunities Fund ownership update: Morgan Stanley and Morgan Stanley Smith Barney LLC report beneficial ownership of 3.2% of Common Shares of Beneficial Interest (CUSIP 18914E106), reflecting that each has ceased to be beneficial owners of more than 5% of the class as of the filing. The filing lists shared dispositive power of 1,355,344 shares for Morgan Stanley and 1,347,678 shares for Morgan Stanley Smith Barney LLC and is submitted as Amendment No. 3 to Schedule 13G/A.

Positive

  • None.

Negative

  • None.

Insights

MS reports reduced 5%+ ownership status to 3.2%

Morgan Stanley and Morgan Stanley Smith Barney LLC certify beneficial ownership at 3.2% of the issuer's common shares, with shared dispositive power figures explicitly listed. This filing is a routine Schedule 13G/A amendment reflecting current holdings rather than a transaction narrative.

Timing and cash‑flow treatment are not stated; subsequent filings would show any trading activity. The filing names joint filing exhibits and includes issuer CUSIP 18914E106.

Amendment aligns disclosures with Release No. 34-39538 guidance

The amendment references the Release No. 34-39538 methodology and identifies MS Reporting Units as the basis for aggregated holdings. It provides Item 7 exhibit linkage for subsidiary identification per parent filing rules.

Investors should note the filing is informational; it states that the filers "have ceased to be the beneficial owner of more than five percent" as of the cover statements.

Beneficial ownership percent 3.2% Amount reported for each filer on Item 4
Shared dispositive power (Morgan Stanley) 1,355,344 shares Cover page Item 8 response
Shared dispositive power (MS Smith Barney) 1,347,678 shares Cover page Item 8 response
CUSIP 18914E106 Issuer identification on cover and Item 2(e)
Amendment number Amendment No. 3 Header of the filing
Authorized signatory dates 05/11/2026 Signatures dated for both filers
Schedule 13G/A regulatory
"Header and amendment reference as Schedule 13G/A"
A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.
Shared dispositive power financial
"Cover page Item 8 lists shared dispositive power amounts"
Release No. 34-39538 regulatory
"Reference to the Release methodology for MS Reporting Units"
Joint Filing Agreement regulatory
"Exhibit 99.1 referenced as Joint Filing Agreement"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What change did Morgan Stanley report for GLO ownership?

The filers state they now beneficially own 3.2% of GLO common shares. The amendment notes Morgan Stanley and Morgan Stanley Smith Barney LLC have ceased to be beneficial owners of more than five percent of the class.

How many shares does Morgan Stanley report having dispositive power over?

Morgan Stanley reports shared dispositive power over 1,355,344 shares. Morgan Stanley Smith Barney LLC reports shared dispositive power over 1,347,678 shares, as shown on the cover responses to Item 8.

Does this Schedule 13G/A show an open‑market transaction or a sale?

This filing amends beneficial ownership disclosures and does not describe specific purchases or sales. It reports current ownership levels and adheres to Schedule 13G/A reporting mechanics rather than transaction detail.

What is the issuer and CUSIP referenced in the filing?

The issuer is Clough Global Opportunities Fund, Common Shares of Beneficial Interest, with CUSIP 18914E106. The issuer's principal executive office address is listed as 1700 Broadway, Suite 2100, Denver, CO.

What exhibits accompany the amendment?

The amendment lists Exhibit 99.1 (Joint Filing Agreement) and Exhibit 99.2 (Item 7 subsidiary identification information), attached as required for parent/subsidiary disclosure and joint filings.





18914E106

(CUSIP Number)
03/31/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: As of the date hereof, Morgan Stanley has ceased to be the beneficial owner of more than five percent of the class of securities.


SCHEDULE 13G




Comment for Type of Reporting Person: As of the date hereof, Morgan Stanley Smith Barney LLC has ceased to be the beneficial owner of more than five percent of the class of securities.


SCHEDULE 13G



Morgan Stanley
Signature:Claire Gordon
Name/Title:Authorized Signatory, Morgan Stanley
Date:05/11/2026
Morgan Stanley Smith Barney LLC
Signature:David Galasso
Name/Title:Authorized Signatory, Morgan Stanley Smith Barney LLC
Date:05/11/2026
Exhibit Information

EXHIBIT NO. EXHIBITS ------------------ ------------------------------------ 99.1 Joint Filing Agreement 99.2 Item 7 Information * Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).