Clough Global Dividend and Income SEC Filings

Clough Global Dividend & Income Fund trustee reports small open-market share purchase. On 01/14/2026, reporting person Karen Ann DiGravio, identified as a trustee of Clough Global Dividend & Income Fund (ticker GLV), bought 124 Common Shares of Beneficial Interest in an open-market transaction at a price of $6.24 per share.

Following this purchase, she beneficially owned a total of 2,000 common shares, held directly. The filing reflects a single non-derivative transaction and shows no derivative securities positions.

A registered investment company filed its Form N‑CEN annual report, providing a snapshot of its operations, service providers and trading activity for the period. The fund reports that it engages in securities lending, with a monthly average of 14,564,854 in portfolio securities on loan during the reporting period but net income from securities lending of 0, indicating no contribution to income from this activity.

The report also details brokerage relationships, listing multiple brokers and an aggregate 207,431 in brokerage commissions paid over the period, as well as several principal dealers with total purchases and sales (excluding maturing securities) of 62,630,984, 2,242,050 and 4,652,156 with the fund. The filing identifies key service providers such as transfer agents, custodians, administrators, pricing services and shareholder servicing agents, along with governance items including directors, the chief compliance officer and the independent public accountant.

Saba Capital Management and affiliated reporting persons have filed Amendment No. 4 to their Schedule 13D on Clough Global Dividend & Income Fund, disclosing a 7.09% beneficial ownership stake. They report holding 880,115 common shares with shared voting and dispositive power and no sole power.

The group, including Saba Capital Management, L.P., Saba Capital Management GP, LLC, and Boaz R. Weinstein, states that about $8,249,372 was paid to acquire these shares, using investor subscription proceeds, capital appreciation, and ordinary-course margin borrowings. The 7.09% ownership is calculated based on 12,409,683 common shares outstanding as of October 31, 2025, as disclosed in the fund’s N-CSR. The filing lists no specific purpose of transaction and notes that fund clients of Saba Capital are entitled to dividends and sale proceeds from the shares.

Clough Global Dividend and Income Fund (GLV) reports strong results for the year ended October 31, 2025. GLV returned 18.40% on net asset value and 19.71% on market price, ahead of the Morningstar Global Allocation Total Return Index at 15.65%. Sister funds also outperformed: Clough Global Equity Fund (GLQ) delivered 27.09% on NAV versus the Bloomberg Developed Markets Large & Mid Cap Index at 22.51%, and Clough Global Opportunities Fund (GLO) returned 21.36% on NAV against 15.65% for its benchmark.

All three funds follow a managed distribution policy targeting annual payouts of 10% of adjusted year-end NAV, paid monthly, which can include income, capital gains and return of capital. Portfolios are globally diversified and heavily tilted to technology, aerospace/defense, financials, cruise lines and homebuilders, with meaningful use of leverage, derivatives and short positions. Management highlights secular themes such as artificial intelligence, aging demographics, private credit growth and an eventual decline in interest rates as key drivers behind positioning.

Saba Capital Management, together with Saba Capital Management GP, LLC and Boaz R. Weinstein, filed Amendment No. 3 to Schedule 13D on Clough Global Dividend & Income Fund (GLV). The group reports beneficial ownership of 754,115 Common Shares, representing 6.08% of the class, based on 12,409,683 shares outstanding as of 4/30/25.

The reporting persons have shared voting power over 754,115 shares and shared dispositive power over 754,115 shares, with no sole voting or dispositive power. Approximately $7,492,642 was paid to acquire the reported shares. The filing lists 10/21/2025 as the date of the event requiring the amendment and notes recent open‑market transactions are detailed in Schedule A. The amendment updates Items 3, 5, and 7; Item 4 (Purpose of Transaction) is marked Not Applicable.

Saba Capital Management, L.P., Saba Capital Management GP, LLC and Boaz R. Weinstein filed Amendment No. 2 to a Schedule 13D reporting a shared beneficial ownership of 625,977 common shares of Clough Global Dividend & Income Fund (CUSIP 18913Y103), representing 5.04% of the class based on 12,409,683 shares outstanding as of 4/30/25. The filing states approximately $6,731,577 was paid to acquire the shares using subscription proceeds, capital appreciation and margin borrowings. The reporting persons indicate voting and dispositive power is shared and that recent open-market transactions are listed in an attached Schedule A.