STOCK TITAN

Corning (GLW) COO Avery Nelson awarded 9,692 RSUs in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nelson Avery H III reported acquisition or exercise transactions in this Form 4 filing.

Corning Executive Vice President & COO Avery H. Nelson III received a grant of 9,692 restricted stock units on April 1, 2026. Each restricted stock unit represents a contingent right to receive one share of Corning common stock. These RSUs vest 100% on April 16, 2029, subject to earlier vesting under certain events described in the award agreement. After this grant, Nelson also reports direct holdings of common stock and additional RSU awards, along with indirect common stock held through a unitized stock fund in the company’s 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Nelson Avery H III
Role Executive Vice President & COO
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 9,692 $0.00 --
holding Restricted Stock Unit -- -- --
holding Restricted Stock Unit -- -- --
holding Restricted Stock Unit -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit — 9,692 shares (Direct); Common Stock — 59,788 shares (Direct); Common Stock — 3,847.938 shares (Indirect, Trustee u/Employee Benefit Plan)
Footnotes (1)
  1. Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 31, 2026. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 14, 2028. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 16, 2029. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
RSU grant size 9,692 units Restricted stock units granted April 1, 2026
RSU vesting date April 16, 2029 Vesting schedule for 9,692 RSUs
RSUs series 1 21,442 underlying shares Restricted stock units outstanding, direct
RSUs series 2 23,369 underlying shares Restricted stock units outstanding, direct
RSUs series 3 17,838 underlying shares Restricted stock units outstanding, direct
Direct common stock 59,788 shares Direct ownership of Corning common stock
Indirect common stock 3,847.9383 shares Units in a unitized stock fund in 401(k) plan
Restricted Stock Unit financial
"Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock."
unitized stock fund financial
"Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 31, 2026."
401(k) retirement plan financial
"Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 31, 2026."
vest 100% financial
"The restricted stock units (RSUs) vest 100% on April 16, 2029."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nelson Avery H III

(Last)(First)(Middle)
ONE RIVERFRONT PLAZA

(Street)
CORNING NEW YORK 14831

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CORNING INC /NY [ GLW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice President & COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock59,788D
Common Stock3,847.9383(1)ITrustee u/Employee Benefit Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2) (3) (3)Common Stock21,44221,442D
Restricted Stock Unit(2) (4) (4)Common Stock23,36923,369D
Restricted Stock Unit(2) (5) (5)Common Stock17,83817,838D
Restricted Stock Unit(2)04/01/2026A9,692 (6) (6)Common Stock9,692$09,692D
Explanation of Responses:
1. Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 31, 2026.
2. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
3. The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
4. The restricted stock units (RSUs) vest 100% on April 14, 2028. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
5. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
6. The restricted stock units (RSUs) vest 100% on April 16, 2029. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
Melissa J. Gambol, Power of Attorney04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Corning (GLW) executive Avery H. Nelson III report on this Form 4?

Avery H. Nelson III reported receiving 9,692 restricted stock units as equity compensation. Each unit represents a contingent right to one share of Corning common stock, adding to his existing direct and indirect share and RSU holdings disclosed in the same filing.

How many restricted stock units did Corning (GLW) grant to Avery H. Nelson III?

Corning granted 9,692 restricted stock units to Avery H. Nelson III. These RSUs are a form of stock-based compensation that, once vested, can convert into an equal number of Corning common shares, aligning the executive’s interests with long-term shareholder performance.

When do Avery H. Nelson III’s new Corning (GLW) RSUs vest?

The newly granted 9,692 restricted stock units vest 100% on April 16, 2029. The footnotes note vesting can occur earlier in specific situations such as retirement, death, disability, or other events described in the governing award agreement.

What does each restricted stock unit represent in Corning (GLW)’s Form 4 filing?

Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The units do not provide immediate ownership but can convert into shares upon vesting, making them a common tool for long-term executive compensation.

What other Corning (GLW) equity holdings does Avery H. Nelson III report?

In addition to the new RSU grant, Nelson reports other RSU awards covering tens of thousands of underlying shares and direct common stock holdings. He also has indirect common stock exposure through units in a unitized stock fund within Corning’s 401(k) retirement plan.

How are Avery H. Nelson III’s indirect Corning (GLW) shares held?

His indirect holdings are represented by units in a unitized stock fund in Corning’s 401(k) retirement plan. The plan’s footnote clarifies these units correspond to an interest in Corning common stock as of March 31, 2026, held through the retirement fund structure.