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Corning (GLW) director discloses common stock and deferred RSU awards

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Corning Incorporated director equity holdings and awards are reported in this Form 4 for the earliest transaction date of 12/31/2025. The reporting person shows beneficial ownership of 56,888 shares of Corning common stock held directly and 107 shares held indirectly through a trust.

The filing also details several restricted stock unit (RSU) positions. One line reflects RSUs that constitute the annual equity retainer, where each RSU represents a contingent right to receive one share of Corning common stock. Other RSUs are granted under the Non-Employee Directors' Deferred Compensation Plan, likewise tied one-for-one to common shares.

For these RSUs, the conversion into common stock and distribution are deferred until a specific date elected by the director or termination of service as a Corning director, as described in the footnotes. This structure means the director’s economic exposure to Corning equity is larger than the currently issued shares alone.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BURNS STEPHANIE

(Last) (First) (Middle)
ONE RIVERFRONT PLAZA

(Street)
CORNING NY 14831

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CORNING INC /NY [ GLW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 56,888 D
Common Stock 107 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) (2) (2) Common Stock 51,047 51,047 D
Restricted Stock Unit (3) (2) (2) Common Stock 1,045 1,045 D
Restricted Stock Unit (3) (2) (2) Common Stock 1,817 1,817 D
Restricted Stock Unit (4) 12/31/2025 A 439 (5) (5) Common Stock 439 $87.56 26,305 D
Explanation of Responses:
1. Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.
2. Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
3. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
4. Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.
5. Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Melissa J. Gambol, Power of Attorney 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity at Corning (GLW) is reported in this Form 4?

The Form 4 reports director-level equity holdings in Corning Incorporated, including directly and indirectly held common stock and several restricted stock unit (RSU) positions tied to Corning common shares.

How many Corning (GLW) shares does the director hold directly and indirectly?

The filing shows 56,888 shares of Corning common stock held directly and 107 shares held indirectly through a trust, as beneficially owned following the reported transactions.

What do the restricted stock units (RSUs) in this Corning (GLW) filing represent?

Each RSU disclosed in the filing represents a contingent right to receive one share of Corning Incorporated common stock, either as an annual equity retainer or under the Non-Employee Directors' Deferred Compensation Plan.

When will the Corning (GLW) RSUs reported in this Form 4 be converted to common stock?

According to the footnotes, conversion and distribution of common stock from the RSUs are deferred until a specific date elected by the director or until termination of service as a Corning director.

What is the purpose of the Non-Employee Directors' Deferred Compensation Plan mentioned for Corning (GLW)?

Under this plan, non-employee directors receive RSUs that are settled in Corning common stock. The RSUs are deferred, with stock distributed at an elected future date or upon the director’s termination of service.

Does this Corning (GLW) Form 4 indicate that the director sold any shares?

The excerpt primarily shows beneficial ownership of common stock and RSUs and explains how the RSUs convert into stock. It does not provide a clear line item in the excerpt that specifically describes a sale of shares.

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Electronic Components
Drawing & Insulating of Nonferrous Wire
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United States
CORNING