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[Form 4] CORNING INC /NY Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Robert F. Cummings Jr., a director of Corning Incorporated (GLW), reported changes in beneficial ownership on 09/30/2025. The filing shows a disposition of 151,199 shares of Corning common stock and the conversion/holding of restricted stock units (RSUs): 1,059, 1,841, and 51,047 RSUs previously outstanding, plus a grant of 488 RSUs under the Non-Employee Directors' Deferred Compensation Plan. After the reported transactions, the total shares shown as beneficially owned following the RSU conversion line is 129,841. The RSUs represent contingent rights to receive one share each, with distribution deferred until the participant's elected date or termination of director service.

Positive

  • Disclosure compliance: Form 4 filed and signed, showing timely reporting of insider transactions
  • Ongoing alignment: Director maintains RSU holdings totaling 53,947 RSUs disclosed prior to the 488-RSU grant (1,059 + 1,841 + 51,047)

Negative

  • Large share disposition: 151,199 shares were disposed on 09/30/2025, which is a material sale by a director
  • Limited context: Filing does not disclose net proceeds or reason for the 151,199-share disposition

Insights

Director reported a large share sale and ongoing RSU holdings.

The Form 4 discloses a disposition of 151,199 shares on 09/30/2025 by director Robert F. Cummings Jr., alongside multiple RSU holdings and a 488-RSU grant. These entries document both cash/stock transactions and deferred equity under the Non-Employee Directors' Deferred Compensation Plan.

This is a factual reporting of insider activity required under Section 16; the filing shows the mechanics of equity compensation (each RSU converts to one share and distribution is deferred per plan rules) without additional context on proceeds, prices beyond the single reported price of $82.03 for the 488-RSU entry, or intent.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CUMMINGS ROBERT F JR

(Last) (First) (Middle)
ONE RIVERFRONT PLAZA

(Street)
CORNING NY 14831

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CORNING INC /NY [ GLW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 151,199 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) (2) (2) Common Stock 1,059 1,059 D
Restricted Stock Unit (1) (2) (2) Common Stock 1,841 1,841 D
Restricted Stock Unit (3) (2) (2) Common Stock 51,047 51,047 D
Restricted Stock Unit (4) 09/30/2025 A 488 (5) (5) Common Stock 488 $82.03 129,841 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
2. Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
3. Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.
4. Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.
5. Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Melissa J. Gambol, Power of Attorney 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GLW director Robert F. Cummings Jr. report on Form 4?

He reported a disposition of 151,199 shares on 09/30/2025 and holdings/grants of restricted stock units totaling disclosed RSUs including a 488-RSU grant at a reported price of $82.03.

How many restricted stock units (RSUs) are disclosed for the director?

The filing lists RSUs of 1,059, 1,841, 51,047, and a grant of 488 RSUs.

What is the conversion rule for the RSUs listed in the Form 4?

Each RSU represents a contingent right to receive one share of Corning common stock, with distribution deferred until an elected date or termination of director service.

Does the Form 4 show ownership after the transactions?

The filing shows 129,841 shares as the amount of securities beneficially owned following the reported derivative transaction line.

Is there a reported price for any of the transactions?

Yes; the 488-RSU entry lists a price of $82.03.
Corning

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1.3%
Electronic Components
Drawing & Insulating of Nonferrous Wire
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United States
CORNING