STOCK TITAN

GENELUX (GNLX) CFO receives 278,906 restricted stock units as equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Pulisic Matthew reported acquisition or exercise transactions in this Form 4 filing.

GENELUX Corp Chief Financial Officer Matthew Pulisic reported an equity compensation grant of 278,906 shares of Common Stock in the form of restricted stock units (RSUs). The RSUs were granted under the company’s 2022 Equity Incentive Plan at no cash purchase price.

Each RSU represents the right to receive one share of common stock upon vesting. According to the award terms, 25% of the RSUs will vest on the first anniversary of the grant date, with the remaining RSUs vesting in 12 equal quarterly installments thereafter. Following this grant, Pulisic’s directly held common stock reported in this filing totals 278,906 shares.

Positive

  • None.

Negative

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Insider Pulisic Matthew
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock 278,906 $0.00 --
Holdings After Transaction: Common Stock — 278,906 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 278,906 units Restricted stock units granted to CFO on reported date
Grant price $0.0000 per share Reported transaction price for RSU award
Post-grant holdings 278,906 shares Total common stock reported following transaction
Initial vesting tranche 25% of RSUs Vests on first anniversary of grant date
Subsequent vesting schedule 12 equal quarterly installments Remaining RSUs vest every 3 months after first anniversary
restricted stock units financial
"Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2022 Equity Incentive Plan financial
"RSUs granted pursuant to the Issuer's 2022 Equity Incentive Plan."
vesting financial
"Each RSU represents the contingent right to receive one share of common stock upon vesting."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
quarterly installments financial
"The remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pulisic Matthew

(Last)(First)(Middle)
C/O GENELUX CORPORATION
2625 TOWNSGATE ROAD, SUITE 230

(Street)
WESTLAKE VILLAGE CALIFORNIA 91361

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GENELUX Corp [ GNLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/16/2026A(1)278,906A$0278,906D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter
/s/ Matthew Pulisic06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did GENELUX Corp (GNLX) report for CFO Matthew Pulisic?

GENELUX Corp reported that CFO Matthew Pulisic received 278,906 restricted stock units as an equity award. Each RSU represents one share of common stock upon vesting, reflecting non-cash compensation under the company’s 2022 Equity Incentive Plan.

How many GENELUX (GNLX) shares are tied to Matthew Pulisic’s new RSU grant?

The grant covers 278,906 restricted stock units, each linked to one share of GENELUX common stock. These units are equity-based compensation, issued at no purchase price, and become actual shares only as they vest over time under the award schedule.

What is the vesting schedule for Matthew Pulisic’s GENELUX (GNLX) RSUs?

The RSUs vest 25% on the first anniversary of the grant date, then the remaining units vest in 12 equal quarterly installments. This creates a multi-year vesting period designed to align the CFO’s compensation with ongoing company performance and retention.

What does it mean that GENELUX (GNLX) granted RSUs at a zero dollar price?

The reported transaction price of $0.0000 per RSU means Pulisic did not pay cash to receive the award. RSUs are compensation, not open-market purchases, and convert into common shares only upon vesting if the service and other conditions are satisfied.

How many GENELUX (GNLX) shares does Matthew Pulisic hold after this Form 4 transaction?

After the reported grant, the Form 4 shows Pulisic with 278,906 shares of common stock tied to this RSU award. These shares are deliverable upon vesting, illustrating his direct equity exposure from this specific compensation grant reported in the filing.