GNLX Director Gifts 25,000 Shares; Retains 480,501 – Form 4

Genelux Corporation (GNLX) Form 4 filing: Director John Thomas reported a Rule 10b5-1(c) compliant gift of 25,000 common shares on 06/06/2025, recorded under transaction code G at a price of $0.

Rhea-AI Filing Summary

Genelux Corporation (GNLX) Form 4 filing: Director John Thomas reported a Rule 10b5-1(c) compliant gift of 25,000 common shares on 06/06/2025, recorded under transaction code G at a price of $0. Following the transaction, Thomas directly owns 480,501 shares of GNLX. No derivative securities were involved, and there were no additional acquisitions or dispositions disclosed.

The filing indicates routine insider share reallocation rather than an open-market sale or purchase, suggesting limited immediate impact on the company’s share float or insider ownership structure.

Insights

Financial Analyst

TL;DR: Director gifted 25k GNLX shares; retains 480,501; neutral liquidity impact.

The Form 4 reveals a charitable or personal transfer (code G) rather than a market transaction, so it does not signal valuation sentiment. Post-gift holdings remain substantial, implying continued alignment with shareholders. The absence of sale proceeds and the modest size versus remaining stake limit any immediate financial or market consequence.

Corporate Governance Expert

TL;DR: Routine disclosure, maintains compliance; no governance red flags.

The filing satisfies Section 16 reporting within the required window, with attorney-in-fact signature dated 06/24/2025. The gift under a 10b5-1 plan underscores adherence to insider-trading safeguards. Because control status is unchanged and total ownership is still material, the action poses negligible governance risk.

Insider Trade Summary

25,000 shares gifted

Gift 1 txn

Insider Thomas John

Role Director

Type	Security	Shares	Price	Value
Gift	Common Stock	25,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 480,501 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Genelux (GNLX) shares did Director John Thomas transfer?

He gifted 25,000 common shares on 06/06/2025.

What is John Thomas’s remaining GNLX shareholding after the transaction?

He now directly owns 480,501 shares of Genelux Corporation.

Was the transaction a sale or a gift?

It was coded G, indicating a gift, not an open-market sale.

Does the Form 4 mention any derivative securities?

No, Table II shows no derivative securities acquired or disposed of.

Was the transaction effected under a Rule 10b5-1 plan?

Yes, the form is marked to indicate compliance with Rule 10b5-1(c) affirmative defense conditions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/24/2025 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thomas John

(Last) (First) (Middle)

C/O GENELUX CORPORATION

2625 TOWNSGATE ROAD, SUITE 230

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GENELUX Corp [ GNLX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/06/2025		G		25,000	D	$0	480,501	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Sean Ryder, Attorney-in-Fact	06/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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