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GO Form 3 — EVP Frank Kerr Files Initial Statement Reporting No Shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Frank Michael Kerr, identified as EVP, Chief Store Operations Officer of Grocery Outlet Holding Corp. (GO), filed an initial Form 3 dated 09/15/2025 disclosing that he does not beneficially own any securities of the issuer. The filing lists an Exhibit 24 power of attorney and was signed by an attorney-in-fact, Luke D. Thompson.

Positive

  • Reporting officer identified and disclosure filed under Section 16, increasing regulatory transparency
  • Clear statement that no securities are beneficially owned by the reporting person as of the filing date

Negative

  • None.

Insights

TL;DR: Initial insider disclosure filed; reporting officer holds no company securities.

The Form 3 documents an initial Section 16 filing for an executive officer, confirming the company's disclosure controls captured the new officer and that no equity holdings exist to report. The inclusion of Exhibit 24 (power of attorney) and an attorney-in-fact signature indicates the filing followed procedural formalities. This is a routine governance disclosure with no direct impact on capital structure.

TL;DR: No holdings reported by the named officer; filing is informational and non-material to valuation.

The filing states the reporting person, Frank Michael Kerr, serves as EVP, Chief Store Operations Officer and reported no beneficial ownership

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Kerr Frank Michael

(Last) (First) (Middle)
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET

(Street)
EMERYVILLE CA 94608

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2025
3. Issuer Name and Ticker or Trading Symbol
Grocery Outlet Holding Corp. [ GO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
(i) The reporting person's title is EVP, Chief Store Operations Officer. (ii) Exhibit List: Exhibit 24 - Power of Attorney.
No securities are beneficially owned.
/s/ Luke D. Thompson, Luke D. Thompson, Attorney-in-Fact 09/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for Grocery Outlet Holding Corp. (GO)?

The Form 3 was filed on behalf of Frank Michael Kerr, EVP, Chief Store Operations Officer; the filing was signed by attorney-in-fact Luke D. Thompson.

Does the Form 3 for GO report any securities owned by the reporting person?

No. The filing explicitly states no securities are beneficially owned by the reporting person.

What is the filing date of the Form 3 for Frank Michael Kerr (GO)?

The Form 3 lists the date of the event requiring the statement as 09/15/2025.

What title does the reporting person hold at Grocery Outlet Holding Corp.?

The reporting person is identified as EVP, Chief Store Operations Officer.

Does the Form 3 include any exhibits?

Yes. The filing references Exhibit 24, a Power of Attorney.
Grocery Outlet Holding

NASDAQ:GO

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Grocery Stores
Retail-grocery Stores
Link
United States
EMERYVILLE