Grocery Outlet director files initial Form 3

Grocery Outlet Holding Corp. director Allen Frances L. submitted an initial Form 3 report as a director of the company.

Accepted by SEC EDGAR 04/03/2026 - 06:14 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Grocery Outlet Holding Corp. director Allen Frances L. submitted an initial Form 3 report as a director of the company. The filing lists no transactions, no derivative positions, and no buy or sell activity, serving purely as an initial disclosure of insider reporting status.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Grocery Outlet (GO) Form 3 filing by Allen Frances L. show?

The Form 3 filing shows that Allen Frances L. is a director of Grocery Outlet Holding Corp. It is an initial insider ownership report and, in this case, lists no transactions, no derivative positions, and no buy or sell activity.

Did Allen Frances L. buy or sell Grocery Outlet (GO) shares in this Form 3?

No. The Form 3 data indicate zero buy transactions, zero sell transactions, and no derivative exercises. It functions solely as an initial reporting form, not as a record of recent trading activity in Grocery Outlet shares.

What is the role of Allen Frances L. at Grocery Outlet (GO) in this report?

In this report, Allen Frances L. is identified as a director of Grocery Outlet Holding Corp. The filing does not list any officer title or ten percent ownership status, focusing only on director status with no associated transactions.

Does the Grocery Outlet (GO) Form 3 include any derivative securities for Allen Frances L.?

No. The derivativeSummary section is empty and the derivativeTransactionCount is zero. This means the filing reports no options, warrants, or other derivative positions for Allen Frances L. as part of this initial ownership statement.

Are there any gifts, tax withholdings, or restructurings in this Grocery Outlet (GO) Form 3?

No. The transactionSummary shows zero gifts, zero tax-withholding dispositions, and zero restructuring-related entries. The filing strictly establishes reporting status without recording any related share transfers or structural ownership changes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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1. Name and Address of Reporting Person^*

Allen Frances L.

(Last) (First) (Middle)

C/O GROCERY OUTLET HOLDING CORP.

5650 HOLLIS STREET

(Street)

EMERYVILLE CALIFORNIA 94608

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
Grocery Outlet Holding Corp. [ GO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney.

No securities are beneficially owned.

	/s/ Luke D. Thompson, Luke D. Thompson, Attorney-in-Fact	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)