STOCK TITAN

[Form 4] Grocery Outlet Holding Corp. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Grocery Outlet Holding Corp. director Erik D. Ragatz reported a trust-related open-market purchase of 125,000 shares of Common Stock at a weighted average price of $6.00 per share, with trades between $5.95 and $6.05, on March 11, 2026. After this transaction, the Ragatz Revocable Trust, of which he is a trustee, held 326,500 shares. He also reported additional holdings of 48,481 shares directly and further indirect positions through a limited partnership, spouse, 401k plan, and a limited liability company.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ragatz Erik D.

(Last) (First) (Middle)
C/O GROCERY OUTLET HOLDING CORP.,
5650 HOLLIS STREET

(Street)
EMERYVILLE CA 94608

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Grocery Outlet Holding Corp. [ GO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/11/2026 P 125,000 A $6(1) 326,500 I By Trust(2)
Common Stock 48,481 D
Common Stock 539,785 I By LP (see footnote)(3)
Common Stock 5,200 I By spouse
Common Stock 38,000 I By 401k (see footnote)(4)
Common Stock 19,000 I By LLC (see footnote)(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.95 to $6.05, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
2. Reflects shares directly held by the Ragatz Revocable Trust, of which Mr. Ragatz is a Trustee.
3. Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.
4. By 401k plan (not affiliated with the Issuer).
5. Reflects shares of Common Stock held by a limited liability company controlled by Mr. Ragatz.
Remarks:
/s/ Luke D. Thompson, Luke D. Thompson, Attorney-in-Fact 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Erik D. Ragatz report for Grocery Outlet (GO)?

Erik D. Ragatz reported an open-market purchase of 125,000 Grocery Outlet shares at a weighted average price of $6.00 per share on March 11, 2026. The trades occurred within a price range of $5.95 to $6.05 per share.

How many Grocery Outlet (GO) shares does the Ragatz Revocable Trust hold after the purchase?

Following the March 11, 2026 transaction, the Ragatz Revocable Trust held 326,500 shares of Grocery Outlet Common Stock. The trust is a revocable trust for which Erik D. Ragatz serves as a trustee, and the reported purchase was made through this trust.

At what prices were Erik D. Ragatz’s Grocery Outlet (GO) shares purchased?

The 125,000 Grocery Outlet shares were purchased at a weighted average price of $6.00 per share. Individual trades were executed in multiple transactions at prices ranging from $5.95 to $6.05 per share, according to the reported footnote detail.

What additional Grocery Outlet (GO) shareholdings does Erik D. Ragatz report?

Beyond the trust’s 326,500 shares, Erik D. Ragatz reports 48,481 shares held directly and other indirect holdings. These include shares held through a limited partnership, a 401k plan, a limited liability company he controls, and shares held by his spouse.

Was Erik D. Ragatz’s Grocery Outlet (GO) purchase a derivative exercise or a direct stock buy?

The transaction was a direct open-market purchase of Common Stock, not a derivative exercise. It was reported with transaction code P, indicating a purchase in the open market or a private transaction, and no derivative securities were listed as exercised or converted.

Does Erik D. Ragatz hold any Grocery Outlet (GO) derivative securities after this filing?

No derivative securities are listed as outstanding for Erik D. Ragatz in this filing. The derivative summary section is empty, indicating that only Common Stock positions, both direct and indirect, are reported as of the transaction date.
Grocery Outlet Holding

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Grocery Stores
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United States
EMERYVILLE