STOCK TITAN

Grocery Outlet (GO) director adds 83,997 shares via trust purchases

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Grocery Outlet Holding Corp. director Erik D. Ragatz reported indirect open-market purchases of Common Stock through the Ragatz Revocable Trust. The trust bought 50,000 shares at $5.75 per share on March 19, 2026 and 33,997 shares at $5.85 per share on March 18, 2026, totaling 83,997 shares. Following these transactions, the trust held 526,500 shares. Additional reported holdings include 48,481 shares held directly, and indirect positions held through a spouse, a limited partnership, a limited liability company, and a 401k plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ragatz Erik D.

(Last)(First)(Middle)
C/O GROCERY OUTLET HOLDING CORP.,
5650 HOLLIS STREET

(Street)
EMERYVILLE CALIFORNIA 94608

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Grocery Outlet Holding Corp. [ GO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/18/2026P33,997A$5.85476,500IBy Trust(1)
Common Stock03/19/2026P50,000A$5.75526,500IBy Trust(1)
Common Stock48,481D
Common Stock5,200IBy spouse
Common Stock539,785IBy LP (see footnote)(2)
Common Stock19,000IBy LLC (see footnote)(3)
Common Stock38,000IBy 401k (see footnote)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares directly held by the Ragatz Revocable Trust, of which Mr. Ragatz is a Trustee.
2. Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.
3. Reflects shares of Common Stock held by a limited liability company controlled by Mr. Ragatz.
4. By 401k plan (not affiliated with the Issuer).
Remarks:
/s/ Luke D. Thompson, Luke D. Thompson, Attorney-in-Fact03/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Grocery Outlet (GO) report for Erik D. Ragatz?

Erik D. Ragatz reported indirect open-market purchases totaling 83,997 shares of Grocery Outlet Common Stock. These trades were executed via the Ragatz Revocable Trust over two days, reflecting additional capital committed to the position at prices below $6 per share.

At what prices did Erik D. Ragatz buy Grocery Outlet (GO) shares?

The Ragatz Revocable Trust purchased 50,000 shares at $5.75 and 33,997 shares at $5.85 per Grocery Outlet share. These open-market transactions on consecutive days increased the trust’s indirect ownership at relatively similar price levels around the mid‑$5 range.

How many Grocery Outlet (GO) shares does the Ragatz Revocable Trust hold after these trades?

After the reported purchases, the Ragatz Revocable Trust held 526,500 shares of Grocery Outlet Common Stock. This figure reflects the position following the March 19, 2026 transaction and represents only one component of Ragatz’s overall direct and indirect shareholdings disclosed.

What are Erik D. Ragatz’s other reported Grocery Outlet (GO) holdings?

Beyond the revocable trust, Ragatz reported 48,481 shares held directly and additional indirect holdings: shares held by his spouse, a limited partnership, a limited liability company, and a 401k plan, each reported separately with its own share balance and ownership description.

Were any Grocery Outlet (GO) shares sold in this Form 4 filing?

No sales were reported; the Form 4 shows only open-market purchases totaling 83,997 shares and several holding-only entries. The transaction summary indicates a net-buy direction, with zero sell transactions or derivative exercises disclosed in this particular filing.

Are the Grocery Outlet (GO) purchases by Erik D. Ragatz direct or through related entities?

The reported purchases were made indirectly through the Ragatz Revocable Trust, where Ragatz is a trustee. Other disclosed positions are also largely indirect, including holdings via a spouse, a limited partnership, a limited liability company, and a 401k plan.
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