STOCK TITAN

Grocery Outlet (GO) officer sells 1,630 shares in 10b5-1 trade

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Grocery Outlet Holding Corp. officer Andrea Renee Bortner executed an open-market sale of 1,630 shares of common stock at $6.30 per share. The transaction was carried out under a previously adopted Rule 10b5-1 trading plan dated November 10, 2025, indicating it was pre-scheduled.

After the sale, she directly holds 18,408 shares and has an additional 44,468 shares held indirectly by the Bortner Family Trust, of which she is a trustee. The filing reflects a relatively small, planned reduction compared with her remaining overall holdings.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bortner Andrea Renee

(Last) (First) (Middle)
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET

(Street)
EMERYVILLE CA 94608

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Grocery Outlet Holding Corp. [ GO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/10/2026 S 1,630(1) D $6.3 18,408 D
Common Stock 44,468 I By Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted November 10, 2025.
2. Reflects shares directly held by the Bortner Family Trust of which Ms. Bortner is a Trustee.
Remarks:
EVP, Chief Human Resources Officer
/s/ Luke D. Thompson, Luke D. Thompson, Attorney-in-Fact 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Grocery Outlet (GO) report for Andrea Renee Bortner?

Grocery Outlet reported that officer Andrea Renee Bortner sold 1,630 shares of common stock at $6.30 per share. This was an open-market sale under a pre-arranged Rule 10b5-1 trading plan adopted in November 2025, indicating the trade was scheduled in advance.

Was Andrea Renee Bortner’s Grocery Outlet (GO) stock sale pre-planned?

Yes, the sale was executed under a Rule 10b5-1 trading plan adopted on November 10, 2025. Such plans allow insiders to pre-schedule trades, reducing the significance of trade timing as a signal of their views on the stock’s short-term prospects.

How many Grocery Outlet (GO) shares does Andrea Renee Bortner hold after the reported sale?

Following the sale, Andrea Renee Bortner directly holds 18,408 shares of Grocery Outlet common stock. In addition, 44,468 shares are held indirectly through the Bortner Family Trust, where she serves as a trustee, reflecting a sizable remaining position.

What was the size and price of Andrea Renee Bortner’s Grocery Outlet (GO) stock sale?

She sold 1,630 shares of Grocery Outlet common stock at a price of $6.30 per share. This is a relatively small transaction compared with the combined direct and trust-held shares that remain in her beneficial ownership after the trade.

Does the Bortner Family Trust hold Grocery Outlet (GO) shares for Andrea Renee Bortner?

Yes. The filing states that 44,468 shares of Grocery Outlet common stock are held by the Bortner Family Trust. Andrea Renee Bortner is identified as a trustee of this trust, and these trust-held shares are reported as indirect beneficial ownership.
Grocery Outlet Holding

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EMERYVILLE