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Grocery Outlet Holding (GO) director awarded 18,868 RSUs and reports holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lindberg Eric J. Jr. reported acquisition or exercise transactions in this Form 4 filing.

Grocery Outlet Holding Corp. director Eric J. Lindberg Jr. received a grant of 18,868 restricted stock units (RSUs) as part of his annual equity retainer under the company’s non-employee director compensation policy. These RSUs vest on the earlier of the next annual stockholder meeting or June 1, 2027, subject to his continued service.

After this grant, Lindberg holds 462,573 shares of common stock directly. He also has indirect holdings reported as 460 shares held by his spouse, 460 shares held by a child, 401,500 shares held by the Lindberg Irrevocable Trust, and 1,976,670 shares held by The Lindberg Family Revocable Trust.

Positive

  • None.

Negative

  • None.
Insider Lindberg Eric J. Jr.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 18,868 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 462,573 shares (Direct, null); Common Stock — 1,976,670 shares (Indirect, By Lindberg Revocable Trust)
Footnotes (1)
  1. Represents 18,868 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 1, 2027, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy. Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.
RSU grant size 18,868 RSUs Annual equity retainer for non-employee director
RSU vesting date Earlier of next annual meeting or June 1, 2027 Vesting condition subject to continued service
Direct holdings after grant 462,573 shares Common stock directly held after RSU grant
Spouse indirect holdings 460 shares Common stock held by spouse
Child indirect holdings 460 shares Common stock held by child
Irrevocable Trust holdings 401,500 shares Held by Lindberg Irrevocable Trust
Revocable Trust holdings 1,976,670 shares Held by The Lindberg Family Revocable Trust
RSU grant price $0.0000 per share Compensation grant, not open-market purchase
restricted stock units ("RSUs") financial
"Represents 18,868 restricted stock units ("RSUs") granted to the reporting person"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
annual equity retainer financial
"The RSUs represent the annual equity retainer under the Issuer's non-employee director"
non-employee director compensation policy financial
"annual equity retainer under the Issuer's non-employee director compensation policy"
Lindberg Irrevocable Trust financial
"Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17"
The Lindberg Family Revocable Trust financial
"Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lindberg Eric J. Jr.

(Last)(First)(Middle)
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET

(Street)
EMERYVILLE CALIFORNIA 94608

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Grocery Outlet Holding Corp. [ GO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A18,868(1)A$0462,573D
Common Stock1,976,670IBy Lindberg Revocable Trust(2)
Common Stock401,500IBy Lindberg Irrevocable Trust(3)
Common Stock460IBy child
Common Stock460IBy spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 18,868 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 1, 2027, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.
2. Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee
3. Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.
Remarks:
/s/ Luke D. Thompson, Luke D. Thompson, Attorney-in-Fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Eric J. Lindberg Jr. receive in this Grocery Outlet (GO) Form 4 filing?

Eric J. Lindberg Jr. received 18,868 restricted stock units (RSUs) of Grocery Outlet common stock. The RSUs represent his annual equity retainer under the company’s non-employee director compensation policy, awarded with a grant date of June 1, 2026 as reported.

When do Eric J. Lindberg Jr.’s new RSUs at Grocery Outlet (GO) vest?

The 18,868 RSUs are scheduled to vest on the earlier of the next annual meeting of stockholders or June 1, 2027. Vesting is conditioned on Lindberg’s continued service as a non-employee director through that vesting date under the company’s policy.

How many Grocery Outlet (GO) shares does Eric J. Lindberg Jr. hold directly after this Form 4?

Following the RSU grant, Eric J. Lindberg Jr. directly holds 462,573 shares of Grocery Outlet common stock. This direct position reflects his ownership after the 18,868-share RSU award reported in the filing’s non-derivative securities table.

What indirect Grocery Outlet (GO) holdings are reported for Eric J. Lindberg Jr.?

Indirect holdings include 460 shares held by his spouse, 460 shares held by a child, 401,500 shares held by the Lindberg Irrevocable Trust, and 1,976,670 shares held by The Lindberg Family Revocable Trust. Lindberg is identified as a trustee of the two trusts in the footnotes.

Is the Grocery Outlet (GO) RSU grant to Eric J. Lindberg Jr. an open-market purchase?

No. The 18,868 RSUs were granted as compensation, not bought on the open market. The Form 4 lists the transaction code as “A” for a grant, award, or other acquisition, at a reported price per share of $0.0000.