STOCK TITAN

CEO Brian Binder adds 4,704 Guggenheim Strategic (NYSE: GOF) shares

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Guggenheim Strategic Opportunities Fund President and CEO Brian E. Binder reported open-market purchases of the fund's Common Stock. On June 23, 2026, he bought a total of 4,704.0228 shares at prices between $10.6292 and $10.63 per share.

Following these transactions, Binder directly owns 4,704.0228 Common Stock shares of the fund, as reflected in the Form 4 filing.

Positive

  • None.

Negative

  • None.
Insider Binder Brian E.
Role President and CEO
Bought 4,704.0228 shs ($50K)
Type Security Shares Price Value
Purchase Common Stock 0.0228 $10.6292 $0.24
Purchase Common Stock 1 $10.63 $10.63
Purchase Common Stock 4,703 $10.6292 $50K
Holdings After Transaction: Common Stock — 4,704.0228 shares (Direct)
Primary purchase 4,703.0000 shares Common Stock bought at $10.6292 on June 23, 2026
Additional purchase 1.0000 share Common Stock bought at $10.63 on June 23, 2026
Fractional purchase 0.0228 shares Common Stock bought at $10.6292 on June 23, 2026
Total shares bought 4,704.0228 shares Net-buy Common Stock in reported transactions
Direct holdings after 4,704.0228 shares Common Stock directly owned after June 23, 2026 trades
open-market purchase financial
"he bought a total of 4,704.0228 shares at prices between $10.6292 and $10.63 per share"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Common Stock financial
"he bought a total of 4,704.0228 shares at prices between $10.6292 and $10.63 per share"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"as reflected in the Form 4 filing"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did GOF report for Brian E. Binder?

Guggenheim Strategic Opportunities Fund reported that President and CEO Brian E. Binder bought 4,704.0228 Common Stock shares in open-market transactions on June 23, 2026, as disclosed in a Form 4 insider filing.

How many GOF shares did Brian E. Binder buy in this Form 4?

Brian E. Binder purchased a total of 4,704.0228 Guggenheim Strategic Opportunities Fund Common Stock shares, spread across three open-market transactions, according to the Form 4 insider report.

At what prices did Brian E. Binder purchase GOF shares?

Brian E. Binder bought GOF Common Stock at prices between $10.6292 and $10.63 per share. These prices reflect the individual open-market purchase transactions reported for June 23, 2026.

What is Brian E. Binder’s direct GOF share ownership after the purchases?

After the reported June 23, 2026 open-market purchases, Brian E. Binder directly owns 4,704.0228 shares of Guggenheim Strategic Opportunities Fund Common Stock, based on the totals shown in the Form 4 filing.

Were the reported GOF transactions by Brian E. Binder buys or sells?

All reported transactions by Brian E. Binder in this Form 4 are open-market purchases of GOF Common Stock, with no sales disclosed. The filing shows a net-buy direction for the insider activity.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Binder Brian E.

(Last)(First)(Middle)
227 W. MONROE STREET

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND [ GOF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/23/2026P0.0228A$10.62920.0228D
Common Stock06/23/2026P1A$10.631.0228D
Common Stock06/23/2026P4,703A$10.62924,704.0228D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Brian E. Binder, by Mark E. Mathiasen Pursuant to a Power of Attorney06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)