Welcome to our dedicated page for GUGGENHEIM STRATEGIC OPPORTUNITIES FUND SEC filings (Ticker: GOF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Guggenheim Strategic Opportunities Fund filings document a NYSE-listed closed-end fund with common shares of beneficial interest and an investment mandate focused on total return through income and capital appreciation. Fund disclosures address portfolio strategy, NAV, distributions, leverage, expenses, capital structure, and risks tied to fixed-income, alternative-investment, and equity exposures.
GOF regulatory filings also include proxy statements for trustee elections and shareholder voting matters, Form 8-K reports for material agreements, and disclosures about fund administration, accounting, pricing, custody, foreign custody management, and controlled equity offering arrangements. These records show governance, service-provider relationships, and common-share issuance mechanics for the fund.
Guggenheim Strategic Opportunities Fund (GOF) is offering up to $1,000,000,000 of common shares in an at-the-market program through Cantor Fitzgerald under a Controlled Equity Offering sales agreement.
Cantor Fitzgerald may receive up to 2.00% of gross proceeds, and sales will only be made when the market price (net of commissions) is at or above the then-current net asset value. As of November 14, 2025, net asset value was $11.38 per share and the NYSE price was $12.91, a premium of 13.44%.
The fund, a diversified closed-end credit and equity strategy using about 16% financial leverage as of May 31, 2025, expects to invest net proceeds (estimated at about $974,000,000 if the full amount is sold) in line with its income and total return mandate, initially in short-term high-quality instruments before moving into its target portfolio. Proceeds may also support ongoing distributions, which can include a significant return of capital.
Guggenheim Strategic Opportunities Fund (GOF) reported an insider purchase. A director and trustee acquired 380 common shares on 11/04/2025 at $13.08 per share. Following the transaction, the reporting person directly holds 1,960 shares.
Guggenheim Strategic Opportunities Fund (GOF) reported an insider open‑market purchase. A director and trustee acquired 1,580 shares of common stock at $13.02 per share on 10/30/2025 (transaction code P).
Following the transaction, the reporting person beneficially owned 1,580 shares, held in direct ownership.