Welcome to our dedicated page for Guggenheim Strategic Opportunities Fund SEC filings (Ticker: GOF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Guggenheim Strategic Opportunities Fund (GOF) SEC filings page provides access to the fund’s regulatory disclosures as a diversified, closed-end management investment company listed on the New York Stock Exchange. As a registered investment company under the Investment Company Act of 1940, GOF files registration statements, current reports, and other documents with the U.S. Securities and Exchange Commission that describe its structure, objectives, and material agreements.
Through its filings, investors can review the fund’s stated objective of maximizing total return through a combination of current income and capital appreciation, and its approach of combining a credit-managed fixed-income portfolio with access to alternative investments and equity strategies. The fund’s registration statement on Form N-2 and related prospectus materials set out these objectives and strategies, along with associated risks and policies.
Current reports on Form 8-K highlight material events for Guggenheim Strategic Opportunities Fund. These include the Controlled Equity OfferingSM Sales Agreement, which allows the fund to offer and sell common shares of beneficial interest through an agent under an effective shelf registration statement, and amendments to that agreement. Other 8-K filings describe the Fund Administration and Accounting Agreement with The Bank of New York Mellon (BNY), under which BNY provides administrative, bookkeeping, accounting, and pricing services, as well as the Custody Agreement and Foreign Custody Manager Agreement under which BNY serves as custodian and foreign custody manager.
On this page, AI-powered tools can summarize lengthy filings such as Form N-2 registration statements and Form 8-K current reports, highlighting key terms of sales agreements, administration and custody arrangements, and other material contracts. Users can quickly identify how GOF issues additional common shares, which service providers support the fund, and how these relationships are structured under the 1940 Act and the Securities Exchange Act of 1934.
Guggenheim Strategic Opportunities Fund (GOF) reported an insider open‑market purchase. A director and trustee acquired 1,580 shares of common stock at $13.02 per share on 10/30/2025 (transaction code P).
Following the transaction, the reporting person beneficially owned 1,580 shares, held in direct ownership.