Alphabet director amends Form 4: 121,744 shares per class corrected
Filing Impact
Filing Sentiment
Form Type
4/A
Rhea-AI Filing Summary
Alphabet Inc. (GOOG): Form 4/A amendment filed by Director K. Ram Shriram. The filing corrects a prior report to reflect an annuity payment on September 25, 2025 of 121,744 shares of Class A Common Stock and 121,744 shares of Class C Capital Stock from the 2021 VS Irrevocable Trust to the reporting person’s spouse. The prior report misstated each amount as 121,764 shares.
The transaction code is G at a $0 price and is described as a “mere change in form of beneficial ownership” under Rule 16a-13. Following the transactions, indirect holdings are listed as 197,600 Class A and 197,600 Class C by the trust, and 350,144 Class A and 378,970 Class C by the spouse.
Positive
- None.
Negative
- None.
Insider Trade Summary
486,976 shares gifted
Mixed
4 txns
Insider
Shriram Kavitark Ram
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Class A Common Stock | 121,744 | $0.00 | -- |
| Gift | Class A Common Stock | 121,744 | $0.00 | -- |
| Gift | Class C Capital Stock | 121,744 | $0.00 | -- |
| Gift | Class C Capital Stock | 121,744 | $0.00 | -- |
Holdings After Transaction:
Class A Common Stock — 197,600 shares (Indirect, Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust);
Class C Capital Stock — 197,600 shares (Indirect, Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust)
Footnotes (1)
- Reflects an annuity payment on September 25, 2025 of 121,764 shares of Class A Common stock and 121,764 shares of Class C Capital stock from the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2021 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act. The Reporting Person's spouse is both trustee and sole annuitant of the Vijay Shriram Trust UA 09/10/2021.
FAQ
What did Alphabet (GOOG) disclose in this Form 4/A?
A correction to a prior Form 4 for an annuity payment of 121,744 Class A and 121,744 Class C shares on September 25, 2025.
Who is the reporting person in this Alphabet (GOOG) filing?
Director K. Ram Shriram, with transactions involving a trust and the reporting person’s spouse.
What was corrected in the amended filing for GOOG?
The originally reported 121,764 per class was corrected to 121,744 shares for both Class A and Class C.
How is the transaction characterized under SEC rules?
It is a G code at $0 and described as a mere change in form of beneficial ownership under Rule 16a-13.
What are the indirect holdings after the transactions?
Trust: 197,600 Class A and 197,600 Class C. Spouse: 350,144 Class A and 378,970 Class C.
What entities were involved in the GOOG transaction?
The 2021 VS Irrevocable Trust and the reporting person’s spouse, who is trustee and sole annuitant of the GRAT.