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GOOGL Form 4/A Corrects Trade Date; Director Sold 101 Shares at $196.31

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Frances H. Arnold, a director of Alphabet Inc. (GOOGL), filed an amended Form 4 reporting a corrected insider sale date. The amendment updates a previously reported sale so the transaction date is July 30, 2025 (not June 30, 2025). The filing shows the disposition of 101 shares of Class C capital stock at $196.31 per share, leaving the reporting person with 17,490 shares beneficially owned. The amendment was submitted to correct the record and is signed by an attorney-in-fact on behalf of Ms. Arnold.

Positive

  • Amendment corrects the transaction date, improving SEC disclosure accuracy
  • Reporting person retains 17,490 shares after the reported sale

Negative

  • Reported sale of 101 Class C shares at $196.31 reduces insider holdings

Insights

TL;DR Amendment corrects trade date; small sale of 101 Class C shares leaves 17,490 shares held.

The corrected Form 4 clarifies the timing of a routine insider sale rather than a change in ownership magnitude. The disposed amount (101 shares at $196.31) represents a small absolute and relative reduction versus the remaining 17,490 shares, so it is unlikely to have a material impact on Alphabet's capitalization or signal a major change in insider conviction. The filing improves record accuracy, which investors and compliance teams rely on for trading timelines.

TL;DR Corrective amendment improves disclosure accuracy; transaction size appears routine for a director.

From a governance perspective, timely and accurate SEC reporting is essential. This amendment corrects the trade date, addressing a clerical error in the original Form 4. The sale quantity is modest and the reporting person remains a significant reported holder with 17,490 shares. The filing demonstrates remediation of a reporting inaccuracy rather than signaling governance or control issues.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ARNOLD FRANCES

(Last) (First) (Middle)
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY

(Street)
MOUNTAIN VIEW CA 94043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOGL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/31/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class C Capital Stock 07/30/2025 S 101 D $196.31 17,490 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
This Form 4 is filed to amend the reporting person's prior Form 4 filing on July 31, 2025 to correct the transaction date of the sale reported in Table 1 as June 30, 2025 to July 30, 2025.
/s/ Valentina Margulis, as Attorney-in-Fact for Frances H. Arnold 08/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Frances H. Arnold report on the Form 4/A for GOOGL?

The amended Form 4 corrects the transaction date to July 30, 2025 for a sale of 101 Class C shares at $196.31, leaving 17,490 shares beneficially owned.

Why was the Form 4 amended for the GOOGL filing?

The amendment was filed to correct the previously reported sale date from June 30, 2025 to July 30, 2025 as stated in the filing's explanation.

How much did the insider receive per share in the reported transaction?

The filing reports a sale price of $196.31 per share for the 101 Class C shares.

Does the Form 4/A indicate a change in control of Alphabet (GOOGL)?

No. The filing reports a small sale and shows the reporting person continues to hold 17,490 shares; there is no indication of a control change in the document.

Who signed the amended Form 4 on behalf of Frances H. Arnold?

The document is signed by Valentina Margulis, as Attorney-in-Fact for Frances H. Arnold with a signature date of 08/21/2025.
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