STOCK TITAN

Gold Resource Corp (GORO) CFO receives 129,683 RSU equity award in Form 4 filing

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HOLYOAK CHET reported acquisition or exercise transactions in this Form 4 filing.

Gold Resource Corporation’s Chief Financial Officer Chet Holyoak received a grant of 129,683 restricted stock units under the company’s 2016 Equity Incentive Plan. The RSUs are scheduled to vest in three equal tranches on January 1, 2027, January 1, 2028, and January 1, 2029. Following this award, Holyoak’s directly owned common stock position reported in this filing totals 323,534 shares. This is a compensation-related equity grant, not an open-market purchase.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOLYOAK CHET

(Last) (First) (Middle)
7900 E. UNION AVE, SUITE 320

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GOLD RESOURCE CORP [ GORO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 03/06/2026 A 129,683 A $1.5743 323,534 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units issued ("RSUs") under Gold Resource Corporation's 2016 Equity Incentive Plan that were granted under the Long Term Incentive Plan. The RSUs are scheduled to vest in three equal tranches on January 1,2027, January 1, 2028, and January 1, 2029.
/s/ Chet Holyoak 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Gold Resource Corp (GORO) report for Chet Holyoak?

Gold Resource Corp reported that CFO Chet Holyoak received 129,683 restricted stock units as an equity award. These RSUs were granted under the 2016 Equity Incentive Plan and are scheduled to vest in three equal installments from 2027 through 2029.

Is the GORO Form 4 transaction a purchase or a compensation grant?

The GORO Form 4 reflects a compensation-related grant, not an open-market share purchase. CFO Chet Holyoak received 129,683 restricted stock units as a long-term incentive award under the company’s equity plan, with vesting spread over three future dates.

How many GORO shares does CFO Chet Holyoak hold after this RSU grant?

After this grant, Chet Holyoak is reported as directly owning 323,534 shares of Gold Resource Corp common stock. The 129,683 newly granted restricted stock units will convert into shares only as they vest over the 2027–2029 schedule.

When do Chet Holyoak’s newly granted GORO restricted stock units vest?

The restricted stock units granted to CFO Chet Holyoak vest in three equal tranches. The scheduled vesting dates are January 1, 2027, January 1, 2028, and January 1, 2029, aligning the award with multi-year performance and retention objectives.

What equity plan was used for the GORO CFO’s RSU grant?

The RSU grant to Gold Resource Corp CFO Chet Holyoak was issued under the company’s 2016 Equity Incentive Plan. The award is designated as part of the Long Term Incentive Plan and consists of 129,683 restricted stock units subject to future vesting.
Gold Resource

NYSE:GORO

View GORO Stock Overview

GORO Rankings

GORO Latest News

GORO Latest SEC Filings

GORO Stock Data

224.98M
161.04M
Gold
Gold and Silver Ores
Link
United States
DENVER