Gouverneur Bancorp director exercises 542 options

Gouverneur Bancorp director David Claren McClure reported an option exercise involving the company’s common stock.

Rhea-AI Filing Summary

Gouverneur Bancorp director David Claren McClure reported an option exercise involving the company’s common stock. On April 24, 2026, he exercised stock options covering 542 shares at $12.20 per share, increasing his directly held common shares to 5,355.

He also reports 992 shares held indirectly by stock award, and 2,170 stock options remaining with a $12.20 exercise price. The filing shows option exercises and updated holdings, with no open-market purchases or sales reported.

Insider Trade Summary

542 shares exercised/converted

Exercise 3 txns

Insider McClure David Claren

Role Director

Type	Security	Shares	Price	Value
Exercise	Stock Option (right to buy)	542	$0.00	$0.00
Exercise	Common Stock	542	$12.20	$7K
holding	Common Stock	--	--	--

Holdings After Transaction: Stock Option (right to buy) — 2,170 contracts (Direct); Common Stock — 5,355 shares (Direct); Common Stock — 992 shares (Indirect, By Stock Award)

Footnotes (1)

1. F1. The number of shares held directly includes certain shares that were previously held by Stock Award and that have subsequently vested.

Key Figures

Options exercised: 542 shares Exercise price: $12.20 per share Direct common shares after transaction: 5,355 shares +3 more

6 metrics

Options exercised 542 shares Common stock acquired via option exercise on April 24, 2026

Exercise price $12.20 per share Stock Option (right to buy) conversion price

Direct common shares after transaction 5,355 shares Total common stock held directly following transactions

Indirect shares by Stock Award 992 shares Common stock reported as held indirectly by stock award

Remaining stock options 2,170 options Stock options outstanding after exercise at $12.20 strike

Option expiration date February 11, 2035 Expiration for Stock Option (right to buy)

Key Terms

Stock Option (right to buy), derivative security, Stock Award

3 terms

Stock Option (right to buy) financial

"security_title: "Stock Option (right to buy)" in derivative transaction details"

derivative security financial

"transaction_code_description: "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Stock Award financial

"nature_of_ownership: "By Stock Award" and related explanatory footnote"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Gouverneur Bancorp (GOVB) report for David Claren McClure?

Gouverneur Bancorp reported that director David Claren McClure exercised stock options for 542 shares of common stock at $12.20 per share. This transaction increased his directly held common stock position and updated his reported ownership in the company’s shares and options.

How many Gouverneur Bancorp (GOVB) shares does David Claren McClure own after the Form 4?

After the reported transactions, David Claren McClure directly holds 5,355 shares of Gouverneur Bancorp common stock. He also reports 992 shares held indirectly through a stock award, reflecting both vested award shares and his updated direct ownership position following the option exercise.

What stock options did David Claren McClure exercise in Gouverneur Bancorp (GOVB)?

McClure exercised stock options labeled as a “Stock Option (right to buy)” for 542 underlying shares of Gouverneur Bancorp common stock. The options carried a $12.20 exercise price and were exercised in a derivative transaction reported with code M for option exercise or conversion.

How many Gouverneur Bancorp (GOVB) stock options remain after McClure’s exercise?

Following the option exercise, the Form 4 shows 2,170 stock options remaining held directly by David Claren McClure. These remaining options have a $12.20 conversion or exercise price and are scheduled to expire on February 11, 2035, according to the reported derivative transaction details.

What does the indirect ownership by Stock Award mean in the GOVB Form 4?

The Form 4 reports 992 shares of Gouverneur Bancorp common stock held indirectly “By Stock Award.” A footnote explains that some shares previously held as stock awards have vested and are now included in his direct holdings, clarifying how his award-related ownership is presented.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/27/2026 - 10:32 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McClure David Claren

(Last) (First) (Middle)

42 CHURCH STREET

(Street)

GOUVERNEUR NEW YORK 13642

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Gouverneur Bancorp, Inc./MD/ [ GOVB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/24/2026		M		542	A	$12.2	5,355(1)	D
Common Stock								992	I	By Stock Award

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$12.2	04/24/2026		M			542	02/11/2026	02/11/2035	Common Stock	542	$0.0000	2,170	D

Explanation of Responses:

1. The number of shares held directly includes certain shares that were previously held by Stock Award and that have subsequently vested.

Remarks:

Exhibit List: Exhibit 24 Power of Attorney

	/s/ James D. Campanaro, Power of Attorney	04/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)