ETrade Financial (GRAL) insider sale 37,504 shares; RSUs vest 03/2026

Rhea-AI Filing Summary

ETRADE FINANCIAL CORPORATION reported insider share movements: a previously reported sale of 37,504 common shares by Robert P. Ragusa on 03/02/2026, and the issuer recorded restricted stock unit vestings of 1,891 shares on 03/04/2026 and 14,006 shares on 03/06/2026.

The filing lists the securities as Common Stock on NASDAQ and shows the shares were acquired upon vesting under the issuer's equity incentive plans for services rendered.

Insights

Securities Compliance Analyst

Routine Form 144 notice of insider sale and concurrent RSU vestings.

The filing documents a reported sale of 37,504 shares by Robert P. Ragusa on 03/02/2026 and issuer-held RSU vestings of 1,891 and 14,006 shares on 03/04/2026 and 03/06/2026.

These entries are procedural disclosures under resale rules; cash‑flow recipients and sale mechanics beyond the sale date are not detailed in the excerpt.

Executive Compensation Analyst

RSU vestings reflect standard compensation issuance tied to services.

The excerpt states the 1,891 and 14,006 shares were "acquired upon vesting of restricted stock units awarded under Issuer's equity incentive plans" for services rendered on the listed dates.

This indicates routine equity compensation activity; the filing does not disclose additional issuance terms or retention restrictions in the provided text.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	9285	480963	40990388	03/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/04/2026	Shares acquired upon vesting of restricted stock units awarded under Issuer's equity incentive plans	Issuer			1891	03/04/2026	Services rendered
Common Stock	03/06/2026	Shares acquired upon vesting of restricted stock units awarded under Issuer's equity incentive plans	Issuer			14006	03/06/2026	Services rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
RAGUSA ROBERT P 1525 O'Brien Drive Menlo Park CA 94025	Common Stock	03/02/2026	37504	1302767

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did ETRADE Financial disclose in the Form 144 (GRAL)?

The filing reported an insider sale of 37,504 shares and RSU vestings of 1,891 and 14,006. The sale occurred on 03/02/2026; vestings occurred on 03/04/2026 and 03/06/2026.

Who sold shares according to the filing?

Robert P. Ragusa is listed as selling 37,504 common shares on 03/02/2026. The excerpt provides the seller's name, sale date, and number of shares sold.

How many shares vested from RSUs and when?

A total of 15,897 shares vested as RSUs in early March 2026: 1,891 on 03/04/2026 and 14,006 on 03/06/2026, per the filing language describing acquisition upon vesting.

Were the vested RSU shares issued by the company or a third party?

The excerpt states the shares were acquired from the Issuer upon vesting under the issuer's equity incentive plans for services rendered, indicating the company issued the vested shares.

On which exchange are the securities listed?

The filing identifies the securities as Common Stock listed on NASDAQ, as shown in the securities information included in the excerpt.