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Director Fletcher reports 80,250 Guardforce AI (GFAI) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Guardforce AI Co., Ltd. director John Fletcher IV has filed an initial ownership report. The Form 3 shows beneficial ownership of 80,250 Ordinary Shares, held directly. This filing records his existing stake as an insider rather than any new purchase or sale.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Fletcher John IV

(Last) (First) (Middle)
204 #. 3RD STREET

(Street)
BROOKLYN NY 11218

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
Guardforce AI Co., Ltd. [ GFAI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 80,250 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ John Fletcher 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Guardforce AI (GFAI) Form 3 filing report for John Fletcher IV?

The Form 3 shows that director John Fletcher IV beneficially owns 80,250 Ordinary Shares of Guardforce AI Co., Ltd. This is an initial ownership report, establishing his stake as an insider rather than detailing new trading activity.

How many Guardforce AI (GFAI) shares does John Fletcher IV report owning?

John Fletcher IV reports beneficial ownership of 80,250 Ordinary Shares of Guardforce AI Co., Ltd. These shares are listed as held directly, providing a clear view of his equity position as a company director at the time of the filing.

Is the Guardforce AI (GFAI) Form 3 a record of trades or just holdings?

This Form 3 functions as a holdings report, not a trade log. It shows John Fletcher IV’s beneficial ownership of 80,250 Ordinary Shares, with no buy or sell transactions indicated in the summarized data for this particular filing.

Does John Fletcher IV hold Guardforce AI (GFAI) shares directly or indirectly?

The Form 3 identifies John Fletcher IV’s ownership of 80,250 Ordinary Shares as direct. The ownership code is listed as “D,” indicating direct beneficial ownership rather than indirect holdings through another entity or structure.

What role does John Fletcher IV have at Guardforce AI (GFAI) in this filing?

In this filing, John Fletcher IV is identified as a director of Guardforce AI Co., Ltd. The Form 3 links his board role with his reported beneficial ownership of 80,250 Ordinary Shares, aligning his governance position with an equity stake in the company.
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