GSI Technology affiliate files Form 144 to sell 20,000 shares

GSI Technology Inc. filed a Form 144 notice regarding proposed sales by an affiliate.

Rhea-AI Filing Summary

GSI Technology Inc. filed a Form 144 notice regarding proposed sales by an affiliate. The filing lists a Stock Option Exercise & Sale of 20,000 shares to occur on 06/01/2026. The filing also records prior sales by Bor‑Tay Wu: 40,000 shares on 03/10/2026 for $346,544 and 40,000 shares on 05/22/2026 for $437,358.

The entry names Citigroup Global Markets, Inc. as the broker and indicates cash proceeds from the June transaction. This is a routine affiliate resale notice under Form 144 and shows transaction dates and amounts as listed.

Insights

Securities Compliance Attorney

Routine Form 144 resale notice; documents planned option exercise and recent affiliate sales.

The filing reports a Stock Option Exercise & Sale of 20,000 shares on 06/01/2026 using Citigroup Global Markets, Inc. as broker. It also records two prior dispositions by Bor‑Tay Wu of 40,000 shares each on 03/10/2026 and 05/22/2026 with proceeds shown.

Form 144s are notices required when affiliates propose to sell; the filing lists mechanics and cash treatment. Subsequent filings (Form 4 or a broker confirmation) would show completion and final proceeds.

Key Figures

Proposed resale: 20,000 shares Prior sale: 40,000 shares Prior sale: 40,000 shares +1 more

4 metrics

Proposed resale 20,000 shares Stock Option Exercise & Sale on 06/01/2026

Prior sale 40,000 shares Disposition on 03/10/2026 for $346,544

Prior sale 40,000 shares Disposition on 05/22/2026 for $437,358

Broker Citigroup Global Markets, Inc. Listed broker for the 06/01/2026 transaction

Key Terms

Form 144, Stock Option Exercise & Sale, Cash

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise & Sale financial

"Common Stock | 06/01/2026 | Stock Option Exercise & Sale"

Cash financial

"20000 | 06/01/2026 | Cash"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the GSIT Form 144 say about the June 1, 2026 transaction?

The Form 144 lists a Stock Option Exercise & Sale of 20,000 shares scheduled for 06/01/2026. The filing shows Citigroup Global Markets, Inc. as the broker and indicates the transaction will be for cash proceeds.

Who is the selling party named in the GSIT Form 144?

The filing names an affiliate, Bor‑Tay Wu, in connection with recent and proposed sales. The document records prior sales by this party on 03/10/2026 and 05/22/2026.

What prior sales in the past three months are reported in the filing?

The filing reports two prior dispositions by Bor‑Tay Wu: 40,000 shares on 03/10/2026 for $346,544 and 40,000 shares on 05/22/2026 for $437,358. These amounts appear in the selling activity section.

Which broker is listed for the proposed sale in the GSIT Form 144?

The broker named is Citigroup Global Markets, Inc. with an address at 390 Greenwich St, New York, NY. The broker is listed alongside the June 06/01/2026 transaction.

Does the Form 144 specify how the proceeds will be treated?

The June transaction entry is labeled as a Stock Option Exercise & Sale and shows Cash as the consideration. The filing lists amounts for prior sales but does not state any use of proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/01/2026 - 02:23 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001394670
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GSI TECHNOLOGY INC
SEC File Number	001-33387
Address of Issuer	1213 ELKO DRIVE SUNNYVALE CALIFORNIA 94089
Phone	483319802
Name of Person for Whose Account the Securities are To Be Sold	Wu Bor-Tay
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	VP, Taiwan Operations

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Citigroup Global Markets, Inc 390 Greenwich St New York NY 10013	20000	218658.60	36186203	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/01/2026	Stock Option Exercise & Sale	GSI Technology Inc			20000	06/01/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Bor-Tay Wu 1213 ELKO DRIVE SUNNYVALE CA 94089	Common Stock	03/10/2026	40000	346544.00
Bor Tay Wu 1213 ELKO DRIVE SUNNYVALE CA 94089	Common stock	05/22/2026	40000	437358.00

144: Remarks and Signature

Remarks
Date of Notice	06/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Conformed Signature On File
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)