GSI Technology VP reports 912,500-share stake
GSI TECHNOLOGY INC (GSIT) reported a new Form 3 for Bor-Tay Wu, Vice President of Taiwan Operations, reflecting his beneficial ownership as of September 9, 2026, when he again became a Section 16 officer after a brief departure.
Rhea-AI Filing Summary
GSI TECHNOLOGY INC (GSIT) reported a new Form 3 for Bor-Tay Wu, Vice President of Taiwan Operations, reflecting his beneficial ownership as of September 9, 2026, when he again became a Section 16 officer after a brief departure. The filing lists direct holdings of 912,500 shares of common stock and several stock option awards, each covering 40,000 shares of common stock at exercise prices between $4.08 and $8.30, all expiring on November 30, 2026. The entries are holdings-only, with no new purchases or sales reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Wu Bor-Tay
Role
VP, Taiwan Operations
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Common Stock F1 | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 240,000 contracts (Direct);
Common Stock — 912,500 shares (Direct)
Footnotes (1)
- F1. The Reporting Person was a Section 16 officer of GSIT, in his capacity VP, Taiwan Operations, from March 28, 2007 until August 31, 2026, and as a result filed a Form 3 on March 28, 2007, and filed his last Form 4 on September 4, 2026. The Reporting Person again became a Section 16 officer on September 9, 2026 following a brief departure. This Form 3 reflects beneficial ownership as of that date.
Key Figures
Direct common stock held: 912,500 shares
Stock option underlying shares at $7.26 exercise price: 40,000 shares
Stock option underlying shares at $6.70 exercise price: 40,000 shares
+4 more
7 metrics
Direct common stock held
912,500 shares
Beneficial ownership of GSI TECHNOLOGY INC common stock as of September 9, 2026
Stock option underlying shares at $7.26 exercise price
40,000 shares
Stock option to buy GSIT common stock at $7.26, expiring November 30, 2026
Stock option underlying shares at $6.70 exercise price
40,000 shares
Stock option to buy GSIT common stock at $6.70, expiring November 30, 2026
Stock option underlying shares at $8.30 exercise price
40,000 shares
Stock option to buy GSIT common stock at $8.30, expiring November 30, 2026
Stock option underlying shares at $5.83 exercise price
40,000 shares
Stock option to buy GSIT common stock at $5.83, expiring November 30, 2026
Stock option underlying shares at $5.58 exercise price
40,000 shares
Stock option to buy GSIT common stock at $5.58, expiring November 30, 2026
Stock option underlying shares at $4.08 exercise price
40,000 shares
Stock option to buy GSIT common stock at $4.08, expiring November 30, 2026
Key Terms
Section 16 officer, beneficial ownership, Form 3
3 terms
Section 16 officer regulatory
"The Reporting Person was a Section 16 officer of GSIT, in his capacity VP, Taiwan Operations, from March 28, 2007 until August 31, 2026"
A Section 16 officer is a corporate executive who, under U.S. securities law, must publicly report their purchases and sales of the company’s stock and is subject to rules that can force them to return short-term trading profits. Think of them as an insider required to keep a public trading log so investors can see when executives are buying or selling; that transparency helps investors assess management’s confidence and reduces the risk of undisclosed insider trading.
beneficial ownership financial
"This Form 3 reflects beneficial ownership as of that date."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Form 3 regulatory
"as a result filed a Form 3 on March 28, 2007, and filed his last Form 4 on September 4, 2026."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
Who is the insider in GSI TECHNOLOGY INC (GSIT)'s latest Form 3 filing?
The insider is Bor-Tay Wu, who serves as Vice President, Taiwan Operations of GSI TECHNOLOGY INC and is identified as a Section 16 officer in the filing.
What GSIT common stock holdings does Bor-Tay Wu report on this Form 3?
Bor-Tay Wu reports direct beneficial ownership of 912,500 shares of GSI TECHNOLOGY INC common stock as of September 9, 2026, according to the Form 3 footnote and holdings table.
What stock options on GSIT does Bor-Tay Wu hold according to this Form 3?
The Form 3 lists six stock option positions, each for 40,000 shares of GSIT common stock with exercise prices of $7.26, $6.70, $8.30, $5.83, $5.58 and $4.08, all expiring on November 30, 2026.
Are there any new GSIT stock purchases or sales in this Form 3 for Bor-Tay Wu?
No. The entries are reported as holdings only. The data show existing common stock and option positions, with no new acquisitions or dispositions of GSI TECHNOLOGY INC securities stated in the filing.
Why is a new Form 3 being filed for GSIT insider Bor-Tay Wu?
The footnote states that Bor-Tay Wu was a Section 16 officer from March 28, 2007 until August 31, 2026, had a brief departure, and again became a Section 16 officer on September 9, 2026. This Form 3 reflects his beneficial ownership as of that date.
When do Bor-Tay Wu’s GSIT stock options expire?
Each of the stock option positions reported for Bor-Tay Wu in this Form 3 has an expiration date of November 30, 2026, with different first exercisability dates between April 13, 2021 and April 13, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.
