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GSI Technology (NASDAQ: GSIT) grants 20,000 stock options to VP

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GSI Technology, Inc. reported a new stock option grant to Bor-Tay Wu, its VP, Taiwan Operations. On February 2, 2026, Wu received an option to purchase 20,000 shares of common stock at an exercise price of $7.23 per share, recorded at a grant price of $0.

The option becomes fully exercisable on December 1, 2026, provided Wu continues to serve the company, and it expires on February 2, 2036. The filing shows Wu directly holds 20,000 derivative securities following this award.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wu Bor-Tay

(Last) (First) (Middle)
GSI TECHNOLOGY, INC.
1213 ELKO DRIVE

(Street)
SUNNYVALE CA 94089

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GSI TECHNOLOGY INC [ GSIT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Taiwan Operations
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $7.23 02/02/2026 A 20,000 12/01/2026(1) 02/02/2036 Common Stock 20,000 $0 20,000 D
Explanation of Responses:
1. Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2026.
Bor-Tay Wu, By Douglas Schirle, Attorney -in-Fact 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GSIT report for Bor-Tay Wu?

GSI Technology reported a stock option grant to VP Taiwan Operations Bor-Tay Wu. On February 2, 2026, he received options for 20,000 shares of common stock at a $7.23 exercise price, with no cost at grant.

How many GSIT stock options were granted to Bor-Tay Wu?

Bor-Tay Wu was granted stock options for 20,000 shares of GSI Technology common stock. These options were awarded on February 2, 2026 and give him the right to buy those shares at $7.23 per share in the future.

When do Bor-Tay Wu’s GSIT stock options vest and become exercisable?

The options vest and become 100% exercisable on December 1, 2026. This vesting is conditional on Wu’s continued service to GSI Technology, meaning he must remain with the company through that date for the options to fully vest.

What is the exercise price of Bor-Tay Wu’s GSIT stock options?

The exercise price of the stock options granted to Bor-Tay Wu is $7.23 per share. This is the fixed price at which he can purchase GSI Technology common stock once the options are vested and before they expire in 2036.

When do Bor-Tay Wu’s GSIT stock options expire?

The stock options granted to Bor-Tay Wu expire on February 2, 2036. He may exercise vested options any time after they become exercisable on December 1, 2026 and before this expiration date, subject to plan and company rules.

Does Bor-Tay Wu hold the GSIT derivative securities directly or indirectly?

According to the filing, Bor-Tay Wu holds the 20,000 stock options directly. The ownership form is marked as “D” for direct, and there is no indication of indirect ownership through another entity in the provided data.
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