GSI Technology grants Bor-Tay Wu 170,000-share option

Available on EDGAR 11/12/2026 - 04:57 PM EST Accepted by SEC EDGAR 11/12/2026 - 04:57 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

GSI Technology Inc. reported that Bor-Tay Wu, VP, Taiwan Operations, received an option to acquire 170,000 shares of common stock on November 10, 2026. The option has an exercise price of $3.19 per share and expires November 10, 2036.

The option vests in four equal annual installments of 42,500 shares each on September 9, 2027, September 9, 2028, September 9, 2029, and September 9, 2030, subject to continued service through each vesting date.

Insider Trade Summary

Grant/Award: 170,000 shares

Grant/Award 1 txn

Insider Wu Bor-Tay

Role VP, Taiwan Operations

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy) F1, F2	170,000	$0.00	$0.00

Holdings After Transaction: Stock Option (right to buy) — 170,000 options (Direct)

Footnotes (2)

1. F1. The option will vest in four equal annual installments of 42,500 shares each on September 9, 2027, September 9, 2028, September 9, 2029 and September 9, 2030, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.
2. F2. Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2027.

Key Figures

Option shares: 170,000 shares Exercise price: $3.19 per share Option expiration: November 10, 2036 +1 more

4 metrics

Option shares 170,000 shares Option granted November 10, 2026

Exercise price $3.19 per share Option to acquire common stock

Option expiration November 10, 2036 Expiration date of the option

Annual vesting installment 42,500 shares Each of four annual installments, subject to continued service

Key Terms

vest, Change in Control

2 terms

vest technical

"The option will vest in four equal annual installments"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

Change in Control technical

"contingent upon the consummation of a Change in Control"

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many GSIT shares does Bor-Tay Wu's option cover, and what is its exercise price?

Bor-Tay Wu, VP, Taiwan Operations, received an option covering 170,000 shares of common stock at an exercise price of $3.19 per share. The option expires November 10, 2036.

When does Bor-Tay Wu's GSIT option vest?

The option vests in four equal annual installments of 42,500 shares each on September 9, 2027, September 9, 2028, September 9, 2029, and September 9, 2030, subject to continued service through each applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wu Bor-Tay

(Last) (First) (Middle)

GSI TECHNOLOGY, INC.

1213 ELKO DRIVE

(Street)

SANTA CLARA CALIFORNIA 94089

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GSI TECHNOLOGY INC [ GSIT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Taiwan Operations

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$3.19	11/10/2026		A		170,000		(1)(2)	11/10/2036	Common Stock	170,000	$0	170,000	D

Explanation of Responses:

1. The option will vest in four equal annual installments of 42,500 shares each on September 9, 2027, September 9, 2028, September 9, 2029 and September 9, 2030, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

2. Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2027.

	Bor-Tay Wu, by Douglas Schirle, Attorney-in-Fact	11/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)