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Garden Stage Ltd. SEC Filings

GSIW NASDAQ

Welcome to our dedicated page for Garden Stage Ltd. SEC filings (Ticker: GSIW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Placing fees, brokerage commissions, and asset-management income all flow through Garden Stage Ltd’s dense disclosures—yet finding them isn’t easy. Revenue is split across two SFC-licensed subsidiaries, capital requirements shift with market volume, and insider dealings can move quickly before a new underwriting mandate. If you’ve ever searched the raw EDGAR feed for these details, you know the challenge.

Stock Titan solves it. Our AI quickly turns every Garden Stage Ltd quarterly earnings report 10-Q filing or foreign-issuer 20-F into plain-English summaries, flags changes in segment revenue, and links footnotes to the exact page. Need to track Garden Stage Ltd insider trading Form 4 transactions? We post Garden Stage Ltd Form 4 insider transactions real-time, complete with context on whether trades precede a placing deal. Material announcements drop? Our dashboard delivers the Garden Stage Ltd 8-K material events explained within minutes.

Investors typically ask:

  • “How did underwriting commissions trend this quarter?”—see the segmented tables our AI extracts from each 10-Q.
  • “Who bought shares ahead of the last capital-raise?”—check the Garden Stage Ltd executive stock transactions Form 4 feed.
  • “What’s driving compensation?”—the Garden Stage Ltd proxy statement executive compensation analysis highlights bonus metrics tied to deal flow.

Every filing type is covered—Garden Stage Ltd annual report 10-K simplified, prospectuses, 6-K updates, and more—updated in real time. With AI-powered summaries, expert commentary, and searchable full text, understanding Garden Stage Ltd SEC documents with AI becomes straightforward. Save hours, spot trends, and make informed decisions with Stock Titan’s earnings-report filing analysis today.

Rhea-AI Summary

Garden Stage Limited has completed a registered direct offering on June 17, 2025, raising approximately $3.58 million in net proceeds. The company sold 6.1 million ordinary shares at $0.60 per share to selected investors through Securities Purchase Agreements.

The offering was conducted under the company's Form F-3 registration statement (File No. 333-283618), which was declared effective by the SEC on March 10, 2025. The net proceeds will be used for working capital and general corporate purposes.

Key details of the transaction:

  • Share price: $0.60 per ordinary share
  • Total shares issued: 6.1 million
  • Net proceeds: $3.58 million after expenses
  • Closing date: June 17, 2025

The filing includes standard representations, warranties, and forward-looking statements disclaimers. The transaction was supported by legal opinion from Travers Thorp Alberga, the company's Cayman Islands counsel.

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Rhea-AI Summary

Garden Stage Limited announces a self-underwritten offering of 6.1 million ordinary shares at $0.60 per share. The company's shares (NASDAQ: GSIW) closed at $1.48 on June 17, 2025, with a public float value of approximately $29.4 million.

Key points about the offering:

  • Company is a Cayman Islands holding company operating through Hong Kong subsidiaries I Win Securities and I Win Asset Management
  • No direct operations or presence in mainland China
  • Stock has experienced significant volatility, with 52-week range of $0.38-$12.30
  • Not subject to PRC regulatory oversight, including CSRC and CAC requirements

Notable risks include potential future PRC regulatory intervention in Hong Kong operations, PCAOB audit inspection requirements, and delisting risks under the HFCAA. The company's current auditor, J&S Associate PLT (Malaysia), is PCAOB-inspectable, reducing immediate delisting concerns.

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FAQ

What is the current stock price of Garden Stage Ltd. (GSIW)?

The current stock price of Garden Stage Ltd. (GSIW) is $1.56 as of July 3, 2025.

What is the market cap of Garden Stage Ltd. (GSIW)?

The market cap of Garden Stage Ltd. (GSIW) is approximately 54.5M.

What core services does Garden Stage Ltd provide?

Garden Stage Ltd offers placing and underwriting services, securities dealing and brokerage, and asset management services. These functions are executed through its fully licensed subsidiaries in Hong Kong.

How does Garden Stage Ltd generate revenue?

The company generates revenue through fee-based models including underwriting commissions, transaction fees from brokerage activities, and advisory fees from asset management services.

What regulatory framework governs its operations?

Garden Stage Ltd operates under the robust regulatory framework of the Securities and Futures Ordinance in Hong Kong, ensuring all services meet stringent compliance standards.

What role do its subsidiaries play?

I Win Securities and I Win Asset Management, the wholly owned subsidiaries of Garden Stage Ltd, are licensed entities that execute the company’s core financial services and uphold regulatory compliance.

How does the company enhance its service offerings?

The company has established strategic partnerships that facilitate shared expertise and additional resources, broadening its service capabilities across capital markets and advisory functions.

What distinguishes Garden Stage Ltd in the financial services market?

Its integrated approach to financial services, coupled with regulatory adherence, strategic collaborations, and a comprehensive service suite, distinguishes Garden Stage Ltd as a reliable market participant.

How does its asset management service add value?

The asset management division provides tailored advisory services focused on optimizing client portfolios while managing investment risks, leveraging the firm's extensive market expertise.

What industries does Garden Stage Ltd primarily operate within?

Garden Stage Ltd is primarily focused on financial service industries including securities brokerage, capital market operations, and asset management, serving a wide array of institutional and individual investors.
Garden Stage Ltd.

NASDAQ:GSIW

GSIW Rankings

GSIW Stock Data

54.51M
13.99M
61.68%
1.37%
2.61%
Capital Markets
Financial Services
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Hong Kong
Central