Welcome to our dedicated page for Garden Stage SEC filings (Ticker: GSIW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Garden Stage Limited filings document a foreign private issuer whose Hong Kong operating subsidiaries provide securities dealing and brokerage, underwriting and placement, and asset management services. Form 6-K reports include operating and financial results, material agreements, current-report disclosures, and updates incorporated by reference into the company’s registration statements.
The filing record also covers capital-structure and governance matters, including Class A and Class B ordinary share disclosures, share consolidation and reclassification actions, private placement activity, shareholder voting results, board appointments, and Nasdaq minimum bid price compliance. These documents describe the company’s holding-company structure, regulated Hong Kong financial services operations, securities registrations, and public-company reporting obligations.
The company filed a current report disclosing an opinion from Travers Thorp Alberga, Cayman Islands counsel, on the validity of securities being registered. The filing attaches a Form of Securities Purchase Agreement dated September 12, 2025 between the company and the purchasers identified as Garden Stage Limited. The document is signed by Sze Ho, CHAN in the capacity of Chief Executive Officer with a signature date of September 17, 2025. The disclosure indicates completion of legal steps related to the registration and sale of securities under the agreement.
Garden Stage Limited is offering ordinary shares at a public offering price of $0.034 per share, with gross proceeds before expenses shown as $4,900,000. The prospectus supplement outlines use of proceeds for working capital and general corporate purposes and highlights that the company’s ordinary shares trade on Nasdaq under the symbol GSIW. The document includes definitions, licenses held by operating subsidiaries (I Win Securities and I Win Asset Management), and service descriptions for underwriting, brokerage, advisory and asset management.
The filing discloses historical capital activity and pro forma adjustments including multiple share issuances at various prices and stock-based compensation. Consolidated shareholders’ equity line items shown include additional paid-in capital $15,718,364 (with later pro forma amounts listed) and an accumulated deficit of $8,986,615. Risk and regulatory compliance disclosures note potential adverse regulatory outcomes and customary securities offering terms including warrants, debt and unit descriptions.