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Green Thumb (OTC: GTBIF) CFO reports F-code disposal of 14,155 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Green Thumb Industries Inc.'s Chief Financial Officer, Mathew Faulkner, reported a Form 4 insider transaction. On 02/01/2026, a transaction coded "F" involved 14,155 Subordinate Voting Shares at $6.66 per share, recorded as a disposition.

Following this transaction, Faulkner directly beneficially owned 424,933 Subordinate Voting Shares and 1,814 Multiple Voting Shares. No derivative securities transactions were reported in this filing.

Positive

  • None.

Negative

  • None.
Insider FAULKNER Mathew
Role CHIEF FINANCIAL OFFICER
Type Security Shares Price Value
Tax Withholding Subordinate Voting Shares 14,155 $6.66 $94K
holding Multiple Voting Shares -- -- --
Holdings After Transaction: Subordinate Voting Shares — 424,933 shares (Direct); Multiple Voting Shares — 1,814 shares (Direct)
Footnotes (1)
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FAULKNER Mathew

(Last) (First) (Middle)
325 WEST HURON STREET
SUITE 700

(Street)
CHICAGO IL 60654

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Green Thumb Industries Inc. [ GTII/GTBIF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Subordinate Voting Shares 02/01/2026 F 14,155 D $6.66 424,933 D
Multiple Voting Shares 1,814 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Kathryn A. Lloyd, Attorney-in-Fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GTBIF CFO Mathew Faulkner report on this Form 4?

Mathew Faulkner reported a transaction coded “F” on 02/01/2026 involving 14,155 Subordinate Voting Shares. The shares were disposed of at $6.66 per share, as reflected in the Form 4 non-derivative securities table.

How many Green Thumb (GTBIF) Subordinate Voting Shares does the CFO own after the transaction?

After the reported transaction, Chief Financial Officer Mathew Faulkner directly beneficially owned 424,933 Subordinate Voting Shares. This figure is shown in the “Amount of Securities Beneficially Owned Following Reported Transaction(s)” column for the Subordinate Voting Shares line.

What price per share was used in the GTBIF CFO’s Form 4 transaction?

The Form 4 lists a transaction price of $6.66 per Subordinate Voting Share for the 14,155 shares involved. This price appears in the non-derivative securities table under the “Price” column for the 02/01/2026 transaction.

Does the GTBIF CFO hold Multiple Voting Shares according to this Form 4?

Yes. The filing shows that after the reported activity, Mathew Faulkner directly beneficially owned 1,814 Multiple Voting Shares. This holding is listed separately in the non-derivative securities table with its own line and ownership amount.

Are any derivative securities reported for the GTBIF CFO in this Form 4?

No derivative securities transactions are reported. The Form 4 includes a table for derivative securities, but it contains no specific entries, indicating no options, warrants, or similar instruments were reported in this filing.

What does transaction code "F" signify in the GTBIF CFO’s Form 4 entry?

The Form 4 identifies the transaction with code “F” in the transaction code column for Subordinate Voting Shares. While the code is provided, the filing itself only shows it as the code label without further narrative explanation in the excerpt.