STOCK TITAN

Gran Tierra Energy (GTE) director receives DSU and RSU stock grants

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gran Tierra Energy Inc. reported a director equity award in the form of deferred stock units and restricted stock units tied to its common stock. On 01/01/2026, the director received 14,355 deferred stock units (DSUs) and 18,381 restricted stock units (RSUs), each convertible into common stock on a one-for-one basis at an exercise price of $0.

The DSUs vest in full when the director ceases to be a member of the Board of Directors. The RSUs vest in three equal annual installments, with one-third vesting on 01/01/2027, one-third on 01/01/2028, and the final third on 01/01/2029, with shares delivered upon vesting. Following these grants, the director beneficially owns 84,275 derivative securities related to DSUs and 18,381 derivative securities related to RSUs.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Redford Alison

(Last) (First) (Middle)
C/O GRAN TIERRA ENERGY INC.
500 CENTRE STREET S.E.

(Street)
CALGARY A0 T2G 1A6

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Stock Units (1) 01/01/2026 A 14,355 (2) (2) Common Stock 14,355 $0 84,275 D
Restricted Stock Units (1) 01/01/2026 A 18,381 (2) (2) Common Stock 18,381 $0 18,381 D
Explanation of Responses:
1. Deferred stock units (DSU) and restricted stock units (RSU) convert into common stock on a one-for-one basis.
2. Each RSU and DSU represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The DSUs vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. RSUs will vest in three equal annual installments: 1/3 of the units will vest on 01/01/2027, an additional 1/3 will vest on 01/01/2028, and the remaining 1/3 will vest on 01/01/2029. Vested shares will be delivered to the reporting person upon vesting.
/s/ Phillip Abraham, Attorney-In Fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider equity awards were reported at Gran Tierra Energy (GTE)?

A Gran Tierra Energy Inc. director reported receiving 14,355 deferred stock units (DSUs) and 18,381 restricted stock units (RSUs) on 01/01/2026, each tied one-for-one to common stock.

How do the DSUs and RSUs at Gran Tierra Energy (GTE) convert into shares?

The filing states that each DSU and RSU converts into one share of Gran Tierra Energy Inc. common stock on a one-for-one basis.

What are the vesting terms for the DSUs granted by Gran Tierra Energy (GTE)?

The DSUs vest in full when the reporting person ceases to be a member of the Board of Directors of Gran Tierra Energy Inc.

What are the vesting terms for the RSUs granted by Gran Tierra Energy (GTE)?

The RSUs vest in three equal annual installments: 1/3 on 01/01/2027, 1/3 on 01/01/2028, and 1/3 on 01/01/2029, with vested shares delivered upon vesting.

What exercise or conversion price applies to the Gran Tierra Energy (GTE) DSUs and RSUs?

The DSUs and RSUs reported have an exercise or conversion price of $0, reflecting their nature as stock unit awards rather than traditional options.

How many derivative securities does the Gran Tierra Energy (GTE) director own after these grants?

After the reported transactions, the director beneficially owns 84,275 derivative securities related to DSUs and 18,381 derivative securities related to RSUs, held directly.

Gran Tierra Energy

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