STOCK TITAN

Gran Tierra Energy (NYSE: GTE) EVP adds stock via employee plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gran Tierra Energy Inc. executive vice president of corporate services Jim Evans acquired 187 shares of common stock on August 4, 2026 through the Gran Tierra Employee Stock Purchase Plan at $7.12 per share, a transaction exempt under Rules 16b-3(d) and 16b-3(c). After this acquisition, he directly holds 49,939 shares and reports indirect ownership of 3,200 shares through his spouse.

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Insider Evans Jim
Role EVP, Corporate Services
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 187 $7.12 $1K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 49,939 shares (Direct); Common Stock — 3,200 shares (Indirect, By Spouse)
Footnotes (2)
  1. F1. These shares were acquired on August 4, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  2. F2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.
Shares acquired 187 shares Common Stock acquired on August 4, 2026 through the Employee Stock Purchase Plan
Purchase price per share $7.12 Per-share price in U.S. dollars after currency conversion for the August 4, 2026 acquisition
Direct holdings after transaction 49,939 shares Common Stock directly held by Jim Evans following the August 4, 2026 acquisition
Indirect holdings by spouse 3,200 shares Common Stock reported as indirectly owned with nature of ownership "By Spouse"
Employee Stock Purchase Plan financial
"acquired on August 4, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Rule 16b-3(d) regulatory
"transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"
Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.
Rule 16b-3(c) regulatory
"transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"
An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Jim Evans report for Gran Tierra Energy (GTE)?

Jim Evans reported acquiring 187 shares of Gran Tierra Energy common stock on August 4, 2026. The shares were obtained through the Gran Tierra Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(d) and Rule 16b-3(c).

How many Gran Tierra Energy (GTE) shares did Jim Evans acquire and at what price?

Jim Evans acquired 187 shares of Gran Tierra Energy common stock at a price of $7.12 per share. The purchase price was originally in Canadian currency and then converted to U.S. dollars for reporting.

What are Jim Evans’ direct and indirect Gran Tierra Energy (GTE) holdings after the transaction?

After the reported acquisition, Jim Evans directly holds 49,939 shares of Gran Tierra Energy common stock. He also reports 3,200 shares as indirectly owned, with the nature of this ownership described as "By Spouse".

Was Jim Evans’ Gran Tierra Energy (GTE) share acquisition part of a Rule 10b5-1 trading plan?

The disclosure does not identify the transaction as made under a Rule 10b5-1 trading plan. Instead, it states the shares were acquired through the Employee Stock Purchase Plan and treated as exempt under Rule 16b-3(d) and 16b-3(c).

How was the purchase price determined in Jim Evans’ Gran Tierra Energy (GTE) transaction?

The purchase price for the 187 Gran Tierra Energy shares was paid in Canadian currency and then converted to U.S. dollars. The reported per-share price after conversion is $7.12, as stated in the transaction details and related footnote.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Evans Jim

(Last)(First)(Middle)
C/O GRAN TIERRA ENERGY INC.
500 CENTRE STREET SE

(Street)
CALGARYT2G 1A6

(City)(State)(Zip)

ALBERTA, CANADA

(Country)
2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Corporate Services
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/04/2026A(1)187A$7.12(2)49,939D
Common Stock3,200IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were acquired on August 4, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.
/s/ Phillip Abraham, Attorney-In Fact08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)