STOCK TITAN

Gates Industrial (GTES) director awarded 6,097 time-based restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CANTIE JOSEPH S reported acquisition or exercise transactions in this Form 4 filing.

Gates Industrial Corp plc director Joseph S. Cantie reported an equity award of 6,097 time-based restricted stock units. These TBRSUs were granted at no cash cost and, under the award terms, vest on the first anniversary of the grant date. Each TBRSU represents a contingent right to receive one ordinary share of Gates Industrial. After this award, Cantie holds 13,968 ordinary shares or equivalent rights in total on a direct ownership basis.

Positive

  • None.

Negative

  • None.
Insider CANTIE JOSEPH S
Role Director
Type Security Shares Price Value
Grant/Award Ordinary Shares 6,097 $0.00 --
Holdings After Transaction: Ordinary Shares — 13,968 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CANTIE JOSEPH S

(Last) (First) (Middle)
C/O GATES INDUSTRIAL CORPORATION PLC
1144 FIFTEENTH, SUITE 1400

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Gates Industrial Corp plc [ GTES ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/04/2026 A 6,097(1) A $0 13,968 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares.
Remarks:
/s/ Hillary Barrett-Osborne as Attorney-in-Fact 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Gates Industrial (GTES) director Joseph S. Cantie report on this Form 4?

Director Joseph S. Cantie reported receiving an equity award of 6,097 time-based restricted stock units of Gates Industrial Corp plc. These units were acquired at no cash cost and increase his directly held ordinary shares or equivalent rights to 13,968 following the grant.

How many Gates Industrial (GTES) shares or units does Joseph S. Cantie hold after the reported transaction?

Following the reported award, Joseph S. Cantie holds a total of 13,968 ordinary shares or equivalent rights of Gates Industrial Corp plc. This figure includes the newly granted 6,097 time-based restricted stock units that provide a contingent right to receive ordinary shares.

What type of equity did Joseph S. Cantie receive from Gates Industrial (GTES)?

Joseph S. Cantie received time-based restricted stock units (TBRSUs) tied to Gates Industrial ordinary shares. Each TBRSU represents a contingent right to receive one ordinary share, subject to vesting conditions described in the applicable award agreement for this grant.

When do Joseph S. Cantie’s Gates Industrial (GTES) restricted stock units vest?

The time-based restricted stock units granted to Joseph S. Cantie vest on the first anniversary of the grant date, as described in the award agreement. Once vested, each TBRSU provides the right to receive one ordinary share of Gates Industrial Corp plc, subject to plan terms.

Did Joseph S. Cantie pay cash for the Gates Industrial (GTES) equity reported on this Form 4?

No, the reported equity award to Joseph S. Cantie was granted at a price of $0.0000 per unit. The transaction reflects a grant or award acquisition of 6,097 time-based restricted stock units, rather than an open-market purchase involving cash consideration.