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Gates Industrial Corp plc (NYSE: GTES) officer reports sale of 40,996 shares

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Gates Industrial Corp plc’s Chief Human Resources Officer reported a stock sale in a Form 4 filing. On 11/26/2025, the officer sold 40,996 ordinary shares of GTES at a weighted average price of $22.60, through multiple trades in a price range from $22.530 to $22.655. After this transaction, the officer directly beneficially owns 54,864 ordinary shares of Gates Industrial.

The filing notes that detailed trade-by-trade pricing within the reported range is available upon request from the officer, the company, or the SEC staff, which is standard for weighted-average price disclosures.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Montgomery Gwendolyn Ann

(Last) (First) (Middle)
C/O GATES INDUSTRIAL CORPORATION PLC
1144 FIFTEENTH STREET, SUITE 1400

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Gates Industrial Corp plc [ GTES ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Human Resources Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 11/26/2025 S 40,996 D $22.6(1) 54,864 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $22.530 to $22.655, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Remarks:
/s/ Hillary Barrett-Osborne, as Attorney-in-Fact 12/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GTES report in this Form 4 filing?

The filing reports that the Chief Human Resources Officer of Gates Industrial Corp plc (GTES) sold 40,996 ordinary shares on 11/26/2025 in an open-market transaction.

At what price were the GTES shares sold by the officer?

The reported weighted average price for the sale was $22.60 per share, with individual trades executed between $22.530 and $22.655.

How many GTES shares does the reporting person own after the sale?

After the reported transaction, the officer directly beneficially owns 54,864 ordinary shares of Gates Industrial Corp plc.

Who is the insider involved in this GTES Form 4 transaction?

The insider is an officer of Gates Industrial Corp plc serving as Chief Human Resources Officer, as identified in the Form 4.

Does the GTES Form 4 provide detailed trade prices for each sale?

The Form 4 states that the price is a weighted average and that full information on the number of shares sold at each separate price within the $22.530–$22.655 range will be provided upon request.

Is the Form 4 for GTES filed by one or multiple reporting persons?

The Form 4 is indicated as filed by one reporting person, not by a group.
Gates Industrial

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5.51B
253.67M
1.8%
106.85%
2.28%
Specialty Industrial Machinery
General Industrial Machinery & Equipment
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United States
DENVER