Guerrilla RF (GUER) grants director 14K stock option award
Rhea-AI Filing Summary
Guerrilla RF, Inc. (GUER) director James E. Dunn, Jr. received a stock option grant for 14,164 shares of common stock on 2026-08-14 at an exercise price of $6.00 per share. The option is immediately exercisable but subject to a right of repurchase by Guerrilla RF for shares issued on early exercise before vesting, and it vests on the earlier of the first anniversary of the grant date or the next annual stockholders’ meeting, subject to continued service. Dunn also reports existing derivative positions including options over 2,464 shares at $3.19 (fully vested) and 15,625 shares at $3.05, plus indirect warrants and common stock held through a trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Dunn James E. Jr.
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Option F3 | 14,164 | $0.00 | $0.00 |
| holding | Stock Option F2 | -- | -- | -- |
| holding | Warrant F1 | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock F1 | -- | -- | -- |
Holdings After Transaction:
Stock Option — 32,253 shares (Direct);
Warrant — 834 shares (Indirect, By Trust.);
Common Stock — 36,732 shares (Direct);
Common Stock — 22,754 shares (Indirect, By Trust)
Footnotes (3)
- F1. Shares and warrants held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust, for the benefit of Reporting Person.
- F2. The shares subject to the option are fully vested and exercisable.
- F3. The option is immediately exercisable, subject to a right of repurchase in favor of the Issuer with respect to shares issued to the Reporting Person upon exercise of the option prior to vesting. The option vests on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders (currently expected to be June 9, 2027), subject to the Reporting Person's continued service through such vesting date.
Key Figures
New option grant underlying shares: 14,164 shares
New option exercise price: $6.00 per share
Existing option underlying shares (fully vested): 2,464 shares
+5 more
8 metrics
New option grant underlying shares
14,164 shares
Stock option grant on 2026-08-14 to purchase Guerrilla RF common stock
New option exercise price
$6.00 per share
Exercise price for 14,164-share stock option granted on 2026-08-14
Existing option underlying shares (fully vested)
2,464 shares
Stock option at $3.19 per share, fully vested and exercisable
Existing option exercise price
$3.19 per share
Fully vested stock option expiring 2030-10-30
Additional option underlying shares
15,625 shares
Stock option at $3.05 per share expiring 2036-05-15
Warrant exercise price
$12.00 per share
Warrants over 834 shares held indirectly through a trust
Direct common stock holdings
36,732 shares
Common stock directly held by James E. Dunn, Jr. after reported transactions
Indirect common stock holdings
22,754 shares
Common stock held indirectly through a trust for Dunn’s benefit
Key Terms
right of repurchase, revocable trust, immediately exercisable, vesting, +1 more
5 terms
right of repurchase financial
"subject to a right of repurchase in favor of the Issuer"
revocable trust financial
"Restated 1985 Revocable Trust, for the benefit of Reporting Person"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
immediately exercisable financial
"The option is immediately exercisable, subject to a right of repurchase"
vesting financial
"subject to the Reporting Person's continued service through such vesting date"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
stock option financial
"The shares subject to the option are fully vested and exercisable"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
FAQ
What equity award did GUER director James E. Dunn, Jr. receive on this Form 4?
James E. Dunn, Jr. received a stock option grant for 14,164 shares of Guerrilla RF common stock at an exercise price of $6.00 per share. The option is immediately exercisable but subject to repurchase and vests based on time and the next annual meeting.
What are the vesting terms of the new GUER stock option reported by James E. Dunn, Jr.?
The option vests on the earlier of one year from the 2026-08-14 grant date or Guerrilla RF’s next annual stockholders’ meeting, currently expected to be June 9, 2027, subject to Dunn’s continued service through the vesting date.
What existing Guerrilla RF stock options does James E. Dunn, Jr. report on this Form 4?
He reports stock options over 2,464 shares at an exercise price of $3.19 per share, which are fully vested and exercisable, and options over 15,625 shares at an exercise price of $3.05 per share, each expiring on their stated expiration dates in 2030 and 2036 respectively.
What Guerrilla RF warrants are indirectly held by James E. Dunn, Jr. through a trust?
A trust for the benefit of James E. Dunn, Jr. holds warrants over 834 shares of Guerrilla RF common stock with an exercise price of $12.00 per share, exercisable from 2023-08-28 until their expiration on 2028-08-28.
Is the new GUER stock option granted to James E. Dunn, Jr. immediately exercisable?
Yes. The filing states the option is immediately exercisable, but Guerrilla RF has a right of repurchase for shares issued upon exercise before vesting. The repurchase right applies only to early-exercised, unvested shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
