Guerrilla RF director buys shares, receives option grant
Guerrilla RF, Inc. director James E. Dunn Jr. received a grant of 15,625 stock options for common stock at an exercise price of $3.05 per share, which are fully vested and exercisable and expire on May 15, 2036.
Rhea-AI Filing Summary
Guerrilla RF, Inc. director James E. Dunn Jr. received a grant of 15,625 stock options for common stock at an exercise price of $3.05 per share, which are fully vested and exercisable and expire on May 15, 2036. A revocable trust for his benefit also bought 3,335 shares of common stock at $3.00 per share, increasing its indirect holdings to 5,002 shares. Separately, he holds 48,329 shares of common stock directly and several option and warrant positions on additional shares at exercise prices ranging from $1.42 to $12.00.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 3,335 shares
Net Buy
9 txns
Insider
Dunn James E. Jr.
Role
Director
Bought
3,335 shs ($10K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Option | 15,625 | $0.00 | $0.00 |
| Purchase | Common Stock | 3,335 | $3.00 | $10K |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Warrant | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option — 27,198 contracts for 11,573 underlying shares (Direct);
Common Stock — 5,002 shares (Indirect, By Trust);
Warrant — 834 contracts (Indirect, By Trust.);
Common Stock — 48,329 shares (Direct)
Footnotes (2)
- F1. Shares and warrants held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust, for the benefit of Reporting Person.
- F2. The shares subject to the option are fully vested and exercisable.
Key Figures
Stock options granted: 15,625 options
Option exercise price: $3.05 per share
Trust share purchase: 3,335 shares
+4 more
7 metrics
Stock options granted
15,625 options
Exercise price $3.05; expire May 15, 2036
Option exercise price
$3.05 per share
Newly granted options on Guerrilla RF common stock
Trust share purchase
3,335 shares
Bought at $3.00 per share in open market
Indirect shares after purchase
5,002 shares
Held by revocable trust for reporting person’s benefit
Direct common stock holdings
48,329 shares
Directly held Guerrilla RF common stock
Indirect warrant position
834 underlying shares
Warrant at $12.00 exercise price, expiring August 28, 2028
Existing option position
2,462 underlying shares
Stock option at $1.42 exercise price, expiring October 26, 2026
Key Terms
Stock Option, open-market purchase, Revocable Trust, Warrant, +1 more
5 terms
Stock Option financial
"The shares subject to the option are fully vested and exercisable."
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
open-market purchase financial
"Purchase in open market or private transaction"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Revocable Trust financial
"Restated 1985 Revocable Trust, for the benefit of Reporting Person."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
Warrant financial
"Shares and warrants held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust"
A warrant is a time-limited financial contract that gives its holder the right to buy a company's shares at a set price before a specified date, like a coupon that lets you purchase stock at a fixed discount for a limited time. It matters to investors because warrants offer leveraged exposure to a stock’s upside and can dilute existing shareholders if exercised, so they affect potential gains and the company’s outstanding share count.
derivative financial
"transaction_type": "derivative""
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
FAQ
What insider transactions did GUER director James E. Dunn Jr. report?
He reported a grant of 15,625 fully vested stock options at a $3.05 exercise price and an open-market purchase of 3,335 Guerrilla RF (GUER) common shares at $3.00 per share through a revocable trust benefiting him.
How many GUER stock options were granted to James E. Dunn Jr. and at what price?
He received 15,625 stock options for Guerrilla RF common stock with an exercise price of $3.05 per share. These options are fully vested, exercisable, and carry an expiration date of May 15, 2036 according to the reported Form 4 data.
What are James E. Dunn Jr.’s reported direct GUER common stock holdings?
His direct holdings are reported as 48,329 shares of Guerrilla RF common stock. This figure is separate from the 5,002 shares held indirectly through a revocable trust and represents shares registered in his own name on the Form 4.
What derivative positions on GUER does James E. Dunn Jr. hold after these transactions?
He holds several stock options and a warrant on Guerrilla RF common stock, including options with exercise prices from $1.42 to $3.19 and a warrant at $12.00, covering underlying share amounts such as 2,464, 2,462, 2,954, and 834 shares, with expirations between 2025 and 2030.
Are the newly granted GUER stock options to James E. Dunn Jr. already vested?
Yes. The filing states that the 15,625 stock options granted to him are fully vested and exercisable. They therefore can be exercised at the $3.05 per-share price any time before their May 15, 2036 expiration date, subject to applicable plan terms.
AI-generated analysis. How Rhea-AI works. Not financial advice.
