Guerrilla RF (GUER) CEO reports 45,000-option grant and updated holdings
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Guerrilla RF, Inc.'s Chief Executive Officer Ryan Michael Pratt reported his current equity position, including a new stock option award. On 2026-05-15, he received a grant of 45,000 stock options with an exercise price of $6.0000 per share, expiring on 2036-05-15.
Following this grant, the filing shows 1,017,741 shares of common stock held directly, additional shares held indirectly through trusts for his children and by his spouse, and various existing options, warrants, and restricted stock units. The trust-held shares are recorded for Section 16 purposes with beneficial ownership disclaimed except for any pecuniary interest. The report does not show any open-market buys or sells, focusing instead on holdings and compensation-related equity.
Positive
- None.
Negative
- None.
Insights
Filing shows a routine CEO option grant and updated holdings.
The CEO of Guerrilla RF, Inc., Ryan Michael Pratt, received a grant of 45,000 stock options at an exercise price of $6.0000 per share. This award adds to an existing package of options, warrants, restricted stock units, and common shares already reported.
The filing also details direct ownership of 1,017,741 common shares and additional indirect holdings through family trusts and a spouse, some with disclaimed beneficial ownership. There are no open-market purchases or sales disclosed, so the Form 4 primarily reflects compensation and position disclosure rather than active trading.
Insider Trade Summary
15 transactions reported
Mixed
15 txns
Insider
Pratt Ryan Michael
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Option | 45,000 | $0.00 | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Warrant | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option — 45,000 shares (Direct, null);
Stock Option — 1,477 shares (Indirect, Held by Spouse);
Restricted Stock Unit — 834 shares (Indirect, Held by Spouse);
Restricted Stock Unit — 11,793 shares (Direct, null);
Warrant — 33,822 shares (Direct, null);
Common Stock — 1,017,741 shares (Direct, null);
Common Stock — 2,802 shares (Indirect, Held by Spouse)
Footnotes (1)
- Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. No expiration date. The options are fully vested and exercisable. The restricted stock units vest on 8/21/2026, subject to the Reporting Person's continued service through the applicable vesting date. The restricted stock units vest on 1/1/2027, subject to the Reporting Person's continued service through the applicable vesting date. The options vest as follows: (i) 12,500 options on 5/21/2026; (ii) 1,041 options on 6/21/26, and monthly thereafter through 4/21/2029; and (iii) 1,065 options on 5/21/2029, in each case subject to the Reporting Person's continued service through the applicable vesting date. The options vest as follows: (i) 82 options on 5/21/2026; (ii) 6 options on 6/21/26, and monthly thereafter through 4/21/29; and (iii) 38 options on 5/21/2029, in each case subject to the Reporting Person's continued service through the applicable vesting date. The options vest as follows: (i) 11,250 options on 5/15/2027; (ii) 2,812 options on 8/15/2027, and quarterly thereafter through 2/15/2030; and (iii) 2,818 options on 5/15/2030, in each case subject to the Reporting Person's continued service through the applicable vesting date.
Key Figures
New option grant: 45,000 options
New option exercise price: $6.0000 per share
Direct common shares: 1,017,741 shares
+4 more
7 metrics
New option grant
45,000 options
Grant on 2026-05-15 at $6.0000 exercise price
New option exercise price
$6.0000 per share
Stock option grant expiring 2036-05-15
Direct common shares
1,017,741 shares
Common stock held directly after reported transactions
Trust-held common shares
63,022 shares
Common stock held indirectly by trusts for children
Warrants
33,822 warrants
Warrants exercisable at $2.5000, expiring 2029-09-28
Existing stock options
50,000 options
Options at $3.0500 exercise price, expiring 2035-11-17
Direct RSUs
11,793 units
Restricted stock units for common stock, vesting beginning 2026-08-21
Key Terms
restricted stock unit, stock option, warrant, pecuniary interest, +1 more
5 terms
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
stock option financial
"The options vest as follows: (i) 11,250 options on 5/15/2027; (ii) 2,812 options on 8/15/2027, and quarterly thereafter through 2/15/2030;"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
warrant financial
"Warrant for common stock with an exercise price of 2.5000 per share expiring on 2029-09-28."
A warrant is a time-limited financial contract that gives its holder the right to buy a company's shares at a set price before a specified date, like a coupon that lets you purchase stock at a fixed discount for a limited time. It matters to investors because warrants offer leveraged exposure to a stock’s upside and can dilute existing shareholders if exercised, so they affect potential gains and the company’s outstanding share count.
pecuniary interest financial
"The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein."
Section 16 regulatory
"shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
FAQ
What did GUER CEO Ryan Michael Pratt receive in this Form 4 filing?
Ryan Michael Pratt received a grant of 45,000 stock options at an exercise price of $6.0000 per share. These options expire on 2036-05-15 and are in addition to his previously reported equity holdings and awards at Guerrilla RF, Inc.
Does the GUER Form 4 show any open-market stock purchases or sales by the CEO?
No open-market purchases or sales are shown. The Form 4 primarily reports existing holdings and a compensation-related grant of 45,000 stock options, along with previously granted options, warrants, restricted stock units, and direct and indirect common stock positions.
What other equity awards besides the new options are reported for the GUER CEO?
The report lists existing stock options, warrants, and restricted stock units tied to Guerrilla RF, Inc. common stock. For example, it includes 50,000 stock options at an exercise price of $3.0500, warrants for 33,822 shares at $2.5000, and restricted stock units scheduled to vest in 2026 and 2027.
When do the GUER CEO’s restricted stock units reported here vest?
Footnotes state that certain restricted stock units vest on 08/21/2026 and others on 01/01/2027, subject to Ryan Michael Pratt’s continued service through each vesting date. Upon vesting, each restricted stock unit converts into one share of Guerrilla RF, Inc. common stock.