Guerrilla RF (GUER) COO receives 27,500 stock options in new equity award
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Guerrilla RF, Inc.'s Chief Operating Officer Mark Alan Mason reported his equity holdings and a new stock option award. He received a grant of 27,500 stock options for common stock at an exercise price of $6.0000 per share, expiring on May 15, 2036, as a compensation-related award.
Following this award, he holds 31,110 shares of common stock directly, along with multiple derivative positions. These include a warrant for 834 underlying common shares at $2.5000 per share expiring in 2028, several option grants over 1,774 to 25,000 underlying shares with exercise prices between $2.2000 and $3.1900 expiring between 2029 and 2035, and 5,897 restricted stock units, each representing one share.
Footnotes explain that the restricted stock units vest on January 1, 2027, and that related option grants vest in tranches between 2026 and 2030, in each case subject to Mason’s continued service with the company.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Mason Mark Alan
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Option | 27,500 | $0.00 | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Stock Option | -- | -- | -- |
| holding | Warrant | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option — 27,500 shares (Direct, null);
Restricted Stock Unit — 5,897 shares (Direct, null);
Warrant — 834 shares (Direct, null);
Common Stock — 31,110 shares (Direct, null)
Footnotes (1)
- Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. The shares subject to the option are fully vested and exercisable. No expiration date. The restricted stock units vest on 1/1/2027, subject to the Reporting Person's continued service through the applicable vesting date The options vest as follows: (i) 6,250 options on 5/21/2026; (ii) 520 options on 6/21/26, and monthly thereafter through 4/21/29; and (iii) 550 options on 5/21/2029, in each case subject to the Reporting Person's continued service through the applicable vesting date. The options vest as follows: (i) 6,875 options on 5/15/2027; (ii) 1,718 options on 8/15/2027, and quarterly thereafter through 2/15/2030; and (iii) 1,727 options on 5/15/2030, in each case subject to the Reporting Person's continued service through the applicable vesting date.
Key Figures
New stock option grant: 27,500 options at $6.0000/share
Direct common stock holdings: 31,110 shares
Warrant position: 834 underlying shares at $2.5000
+4 more
7 metrics
New stock option grant
27,500 options at $6.0000/share
Exercise price; expires May 15, 2036
Direct common stock holdings
31,110 shares
Common Stock following reported transactions
Warrant position
834 underlying shares at $2.5000
Warrant to buy common stock; expires August 28, 2028
Stock options at $3.0500
25,000 underlying shares
Stock option grant; expires November 17, 2035
Stock options at $3.1900
1,774 underlying shares
Stock option grant; expires October 30, 2030
Stock options at $2.2000
24,590 underlying shares
Stock option grant; expires September 11, 2029
Restricted stock units
5,897 RSUs
Each RSU equals one common share; vests January 1, 2027
Key Terms
Restricted Stock Unit, Stock Option, Grant, award, or other acquisition, exercise price, +2 more
6 terms
Restricted Stock Unit financial
"Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Option financial
"The options vest as follows: (i) 6,875 options on 5/15/2027; (ii) 1,718 options on 8/15/2027"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
exercise price financial
"exercisePrice: 2.5000 for the warrant and 6.0000 for the new stock options"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
warrant financial
"Warrant with underlying common stock shares and a stated exercise price and expiration date"
A warrant is a time-limited financial contract that gives its holder the right to buy a company's shares at a set price before a specified date, like a coupon that lets you purchase stock at a fixed discount for a limited time. It matters to investors because warrants offer leveraged exposure to a stock’s upside and can dilute existing shareholders if exercised, so they affect potential gains and the company’s outstanding share count.
vesting financial
"The restricted stock units vest on 1/1/2027, subject to the Reporting Person's continued service"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
What did Guerrilla RF (GUER) COO Mark Alan Mason report in this Form 4?
He reported a new stock option award and his updated equity holdings. The filing shows a grant of 27,500 stock options at $6.0000 per share and details his existing common stock, warrants, options, and restricted stock units in Guerrilla RF, Inc.
How many Guerrilla RF (GUER) stock options were granted to the COO and at what price?
Mark Alan Mason received 27,500 stock options for Guerrilla RF common stock at an exercise price of $6.0000 per share. These options are compensation-related, do not involve a cash purchase now, and allow future share acquisition at that fixed price before expiration.
When do the newly reported Guerrilla RF (GUER) stock options and RSUs vest or expire?
The new 27,500 stock options expire on May 15, 2036 and vest in tranches between 2027 and 2030. The 5,897 restricted stock units vest on January 1, 2027, in each case conditioned on Mason’s continued service with Guerrilla RF.
What other derivative securities linked to Guerrilla RF (GUER) stock does the COO hold?
He holds a warrant over 834 underlying common shares at $2.5000 expiring in 2028, stock options over 25,000 shares at $3.0500, 1,774 shares at $3.1900, and 24,590 shares at $2.2000, plus 5,897 restricted stock units, each convertible into one common share.
Are the Guerrilla RF (GUER) equity changes for the COO open-market buys or compensation awards?
The Form 4 characterizes the 27,500 stock options as a grant, award, or other acquisition, not an open-market purchase. These options are part of his compensation package and become exercisable over time, subject to continued service with Guerrilla RF, Inc.