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Director at Granite Construction (NYSE: GVA) files Form 4/A RSU correction

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Granite Construction Inc. director Louis E. Caldera reported an amended equity award, correcting the number of restricted stock units granted on August 12, 2025. The filing shows an acquisition of 1,325 shares of common stock at a price of $0, reflecting this corrected grant.

Following this transaction, Caldera beneficially owns 12,192 shares of Granite Construction common stock in direct ownership. The amendment clarifies the prior disclosure rather than reporting a new cash transaction.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CALDERA LOUIS E

(Last) (First) (Middle)
585 WEST BEACH STREET

(Street)
WATSONVILLE CA 95076

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GRANITE CONSTRUCTION INC [ GVA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/14/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/12/2025 A 1,325(1) A $0 12,192 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This amendment is being filed to correct the number of restricted stock units granted to the reporting person on August 12, 2025.
Remarks:
/s/ Troy Erickson, attorney-in-fact for Louis E. Caldera 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Granite Construction (GVA) report in this Form 4/A?

Granite Construction director Louis E. Caldera reported an amended equity grant reflecting 1,325 shares of common stock acquired at $0. The amendment corrects the number of restricted stock units originally granted on August 12, 2025, rather than documenting a new cash purchase or sale.

How many Granite Construction (GVA) shares does Louis E. Caldera own after this amendment?

After the corrected grant, Louis E. Caldera beneficially owns 12,192 shares of Granite Construction common stock. This figure reflects direct ownership following the acquisition of 1,325 shares tied to a restricted stock unit award granted on August 12, 2025.

What was corrected by this amended Form 4/A for Granite Construction (GVA)?

The amended Form 4/A corrects the number of restricted stock units granted to director Louis E. Caldera on August 12, 2025. It now reflects an acquisition of 1,325 common shares at $0, updating the original Form 4 filed on August 14, 2025.

What is the transaction code used in the Granite Construction (GVA) Form 4/A?

The filing uses transaction code “A,” indicating an acquisition of securities. In this case, it records 1,325 shares of Granite Construction common stock acquired at $0 as part of a corrected restricted stock unit grant to director Louis E. Caldera.

Is Louis E. Caldera’s ownership in Granite Construction (GVA) direct or indirect?

Louis E. Caldera’s reported ownership in Granite Construction is direct. After the corrected restricted stock unit grant of 1,325 shares, the filing lists 12,192 common shares held with ownership form coded as “D,” indicating direct beneficial ownership.
Granite Constr Inc

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5.70B
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Engineering & Construction
Heavy Construction Other Than Bldg Const - Contractors
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United States
WATSONVILLE