Proposed resale of vested Common shares by affiliate (H) via Morgan Stanley

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of Common stock related to restricted stock vesting under a registered plan. The filing lists specific vesting lots of 1,416, 393, 1,846 and 1,934 shares dated 03/23/2017, 05/17/2017, 05/16/2018 and 05/15/2019. The broker and execution venue are shown as Morgan Stanley Smith Barney LLC at 1 New York Plaza and the exchange is NYSE with a filing date of 06/17/2026.

Insights

Securities Compliance Analyst

Form 144 notice lists proposed resale of vested restricted shares by an affiliate via Morgan Stanley.

The filing records multiple restricted stock vesting lots tied to a registered plan: 1,416, 393, 1,846, and 1,934 shares with vesting dates between 03/23/2017 and 05/15/2019

Timing and aggregate execution details beyond the listed lots are not provided in the excerpt; cash‑flow treatment and seller identity beyond the broker are not specified in the provided lines. Subsequent filings or broker confirmations would show final transaction amounts and settlement details.

Key Figures

Broker identifier: Morgan Stanley Smith Barney LLC Filing date / exchange: 06/17/2026 Vested lot 1: 1,416 shares +5 more

8 metrics

Broker identifier Morgan Stanley Smith Barney LLC listed broker and filer address

Filing date / exchange 06/17/2026 NYSE entry date

Vested lot 1 1,416 shares Restricted Stock Vesting Under a Registered Plan on 03/23/2017

Vested lot 2 393 shares Restricted Stock Vesting Under a Registered Plan on 05/17/2017

Vested lot 3 1,846 shares Restricted Stock Vesting Under a Registered Plan on 05/16/2018

Vested lot 4 1,934 shares Restricted Stock Vesting Under a Registered Plan on 05/15/2019

Numeric header value 1,145,955.71 value shown in header lines of the excerpt

Numeric header value 41,030,000 value shown in header lines of the excerpt

Key Terms

Form 144, Restricted Stock Vesting, Registered Plan

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting Under a Registered Plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Registered Plan regulatory

"Restricted Stock Vesting Under a Registered Plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

What does the Form 144 filing for H indicate?

It notifies a proposed resale of Common shares by an affiliate. The excerpt lists vested restricted stock lots of 1,416; 393; 1,846; and 1,934 shares, brokered through Morgan Stanley Smith Barney LLC with an NYSE entry on 06/17/2026.

Who is the broker listed on the Form 144 for H?

The broker is Morgan Stanley Smith Barney LLC at 1 New York Plaza. The filing shows the broker and execution venue but does not state final settlement or purchaser counterparties.

Which securities and vesting dates are included in the filing?

The filing covers Common stock vested under a registered plan on 03/23/2017, 05/17/2017, 05/16/2018, and 05/15/2019

Does the Form 144 excerpt state aggregate proceeds or post-sale holdings for H?

No. The provided excerpt lists individual vesting lots and broker details but does not disclose aggregate proceeds, prices, or post‑transaction holdings in the visible lines.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/17/2026 - 04:14 PM Accepted by SEC EDGAR 06/17/2026 - 04:14 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5589	1145955.71	41030000	06/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/23/2017	Restricted Stock Vesting Under a Registered Plan	Issuer			1416	03/23/2017	Services Rendered
Common	05/17/2017	Restricted Stock Vesting Under a Registered Plan	Issuer			393	05/17/2017	Services Rendered
Common	05/16/2018	Restricted Stock Vesting Under a Registered Plan	Issuer			1846	05/16/2018	Services Rendered
Common	05/15/2019	Restricted Stock Vesting Under a Registered Plan	Issuer			1934	05/15/2019	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)