Form 144: Proposed sales of Common shares (H) by Morgan Stanley Smith Barney LLC

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice regarding proposed sales of Common stock linked to restricted stock vesting, performance stock units and option exercises with multiple transaction dates listed.

The excerpt lists specific proposed sale events and quantities: 1,741, 297, 3,556, and 4,623 shares associated with dates ranging from 12/12/2024 to 05/29/2026

Insights

Securities Counsel

Form 144 lists proposed resale events tied to vested awards and option exercises.

The filing excerpt documents proposed sales of Common stock arising from restricted stock vesting, Performance Stock Units and option exercises with enumerated share counts and dates. These entries are procedural notices of intent to sell under resale rules.

Cash‑flow treatment and buyer details are not shown in the excerpt; subsequent filings or confirmations would state actual transactions and net proceeds.

Key Figures

Listed share quantity 1: 1,741 shares Listed share quantity 2: 297 shares Listed share quantity 3: 3,556 shares +4 more

7 metrics

Listed share quantity 1 1,741 shares Restricted stock vesting date <date>03/16/2025</date>

Listed share quantity 2 297 shares Restricted stock vesting date <date>12/12/2024</date>

Listed share quantity 3 3,556 shares Performance Stock Units date <date>03/04/2025</date>

Listed share quantity 4 4,623 shares Exercise of options date <date>05/29/2026</date>

NYSE listing reference NYSE Exchange noted in excerpt

Figure shown in header 1,896,902.00 Numeric value present in header of excerpt

Another header figure 41,030,000 Numeric value present in header of excerpt

Key Terms

Form 144, Restricted stock vesting, Performance Stock Units, Exercise of options

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Performance Stock Units financial

"Performance Stock Units"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

Exercise of options financial

"Exercise of options under a registered plan"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10217	1896902.00	41030000	05/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2025	Restricted stock vesting under a registered plan	Issuer			1741	03/16/2025	Services Rendered
Common	12/12/2024	Restricted stock vesting under a registered plan	Issuer			297	12/12/2024	Services Rendered
Common	03/04/2025	Performance Stock Units	Issuer			3556	03/04/2025	Services Rendered
Common	05/29/2026	Exercise of options under a registered plan	Issuer			4623	05/29/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for H indicate?

It indicates proposed sales of Common stock tied to equity awards and option exercises. The excerpt lists specific sale events and share counts on given dates.

Which share quantities are listed in the excerpt?

The excerpt lists proposed sale quantities of 1,741, 297, 3,556, and 4,623 shares tied to separate dates and award types.

What award types triggered the proposed sales?

The filing shows restricted stock vesting, Performance Stock Units, and exercise of options as the stated sources for the proposed sales.

Are proceeds or buyers identified in this excerpt?

No. The excerpt does not disclose proceeds, buyers, or whether the sales were completed; it lists only the proposed resale events and counts.

What are the relevant dates shown in the Form 144 excerpt?

Dates tied to the entries include 12/12/2024, 03/04/2025, 03/16/2025, and 05/29/2026 listed alongside each share quantity.