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Hain Celestial Group (HAIN) discloses CEO RSU vesting and PSU award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Hain Celestial Group’s President and CEO, who also serves as a director, reported significant equity activity. On December 15, 2025, 377,515 restricted share units (RSUs) vested, delivering the same number of common shares before taxes. To cover tax withholding on this vesting, the company withheld 96,003 shares at a price of $1.17 per share.

The filing explains that these RSUs came from a prior 620,689-unit interim CEO award, of which 377,515 units vested and 243,174 were forfeited when the executive became permanent President and CEO. On the same date, the executive received new grants of 650,000 RSUs and 1,500,000 performance share units (PSUs), each representing a right to receive one share of common stock, with PSUs vesting only if specified stock price targets are met.

Positive

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Insider LEWIS ALISON
Role President and CEO
Type Security Shares Price Value
Exercise Restricted Share Units 377,515 $0.00 --
Disposition Restricted Share Units 243,174 $0.00 --
Grant/Award Restricted Share Units 650,000 $0.00 --
Grant/Award Performance Share Units 1,500,000 $0.00 --
Exercise Common Stock 377,515 $0.00 --
Tax Withholding Common Stock 96,003 $1.17 $112K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Share Units — 243,174 shares (Direct); Performance Share Units — 1,500,000 shares (Direct); Common Stock — 400,531 shares (Direct); Common Stock — 74,895 shares (Indirect, By Individual Retirement Account)
Footnotes (1)
  1. EXPLANATORY NOTE: The original Form 4, filed on December 16, 2025, is being amended by this Form 4 amendment solely to correct an inadvertent administrative error that resulted in the number of shares withheld to satisfy tax obligations being reported incorrectly. This Form 4 amendment also corrects the number of shares beneficially owned by the Reporting Person following the withholding transaction. The other transactions reported in this Form 4 amendment remain the same as reported in the original Form 4, filed on December 16, 2025. On December 15, 2025, the Reporting Person had 377,515 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 377,515 shares of common stock of the Issuer prior to withholding for taxes. The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting. The Issuer withheld 96,003 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 377,515 RSUs, pursuant to the terms of the applicable award agreement. In connection with the Reporting Person's appointment as Interim President and Chief Executive Officer on May 7, 2025, the Reporting Person received a one-time grant of 620,689 RSUs (the "Interim RSU Award"). In connection with the Reporting Person's appointment as President and Chief Executive Officer effective December 15, 2025, the Interim RSU Award was treated as follows: 377,515 RSUs vested (representing a pro rata portion of the Interim RSU Award based on the number of days from May 7, 2025 to December 15, 2025, divided by 365) and the remaining 243,174 RSUs were forfeited. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in three (3) equal annual installments on each of the first, second and third anniversaries of the date of grant. Each performance share unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. If at any time before the third anniversary of the date of grant the average closing price per share of Company common stock for 30 consecutive trading days equals or exceeds certain applicable stock price target(s), the corresponding portion(s) of the PSUs will vest.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LEWIS ALISON

(Last) (First) (Middle)
C/O THE HAIN CELESTIAL GROUP, INC.
221 RIVER STREET, 12TH FLOOR

(Street)
HOBOKEN NJ 07030

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HAIN CELESTIAL GROUP INC [ HAIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
12/16/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 12/15/2025 M(2) 377,515 A (3) 400,531 D
Common Stock 12/15/2025 F(4) 96,003(1) D $1.17 304,528 D
Common Stock 74,895 I By Individual Retirement Account
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units (3) 12/15/2025 M 377,515 (5) (5) Common Stock 377,515 $0 243,174 D
Restricted Share Units (3) 12/15/2025 D 243,174 (5) (5) Common Stock 243,174 $0 0 D
Restricted Share Units (6) 12/15/2025 A 650,000 (7) (7) Common Stock 650,000 $0 650,000 D
Performance Share Units (8) 12/15/2025 A 1,500,000 (9) (9) Common Stock 1,500,000 $0 1,500,000 D
Explanation of Responses:
1. EXPLANATORY NOTE: The original Form 4, filed on December 16, 2025, is being amended by this Form 4 amendment solely to correct an inadvertent administrative error that resulted in the number of shares withheld to satisfy tax obligations being reported incorrectly. This Form 4 amendment also corrects the number of shares beneficially owned by the Reporting Person following the withholding transaction. The other transactions reported in this Form 4 amendment remain the same as reported in the original Form 4, filed on December 16, 2025.
2. On December 15, 2025, the Reporting Person had 377,515 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 377,515 shares of common stock of the Issuer prior to withholding for taxes.
3. The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.
4. The Issuer withheld 96,003 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 377,515 RSUs, pursuant to the terms of the applicable award agreement.
5. In connection with the Reporting Person's appointment as Interim President and Chief Executive Officer on May 7, 2025, the Reporting Person received a one-time grant of 620,689 RSUs (the "Interim RSU Award"). In connection with the Reporting Person's appointment as President and Chief Executive Officer effective December 15, 2025, the Interim RSU Award was treated as follows: 377,515 RSUs vested (representing a pro rata portion of the Interim RSU Award based on the number of days from May 7, 2025 to December 15, 2025, divided by 365) and the remaining 243,174 RSUs were forfeited.
6. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
7. The RSUs vest in three (3) equal annual installments on each of the first, second and third anniversaries of the date of grant.
8. Each performance share unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
9. If at any time before the third anniversary of the date of grant the average closing price per share of Company common stock for 30 consecutive trading days equals or exceeds certain applicable stock price target(s), the corresponding portion(s) of the PSUs will vest.
/s/ Andrew S. Burchill, as Attorney-in-Fact for Alison E. Lewis 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Hain Celestial (HAIN) report for its CEO on December 15, 2025?

The CEO reported the vesting of 377,515 RSUs, resulting in receipt of the same number of common shares before taxes. The company withheld 96,003 shares to satisfy tax obligations linked to this vesting.

How were Alison E. Lewis’s interim RSUs at Hain Celestial (HAIN) treated when she became President and CEO?

From a 620,689-unit interim RSU award, 377,515 RSUs vested on the CEO appointment date, and 243,174 RSUs were forfeited. Each RSU represents a right to receive one share of Hain Celestial common stock.

What new equity awards did the Hain Celestial (HAIN) CEO receive on December 15, 2025?

The CEO received a new grant of 650,000 RSUs that vest in three equal annual installments and 1,500,000 performance share units (PSUs), each tied to one share of common stock.

How do the new performance share units for Hain Celestial’s CEO vest?

Each PSU represents a right to one share of common stock. Portions of the 1,500,000 PSUs will vest if, before the third anniversary of the grant date, the average closing price of Hain Celestial stock for 30 consecutive trading days meets specified stock price targets.

What is the ownership structure of Hain Celestial (HAIN) shares reported by the CEO after these transactions?

After the reported transactions, the filing shows 304,528 shares of common stock held directly and 74,895 shares held indirectly through an individual retirement account, as well as separate derivative positions in RSUs and PSUs.

What transaction price did Hain Celestial use for withholding shares to cover the CEO’s taxes?

To satisfy tax withholding obligations related to the RSU vesting, Hain Celestial withheld 96,003 shares of common stock at a price of $1.17 per share, as disclosed in the filing.