Welcome to our dedicated page for Hsbc Holdings SEC filings (Ticker: HBCYF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The HSBC Holdings plc (HBCYF) SEC filings page on Stock Titan aggregates the company’s current reports on Form 6‑K and related disclosures, giving investors a structured view of how the parent of the HSBC Group reports under the Securities Exchange Act of 1934. These filings often reproduce announcements released to the London and Hong Kong stock exchanges and cover capital, governance and significant group transactions.
Among the key documents available are notifications of voting rights and capital, where HSBC Holdings plc reports the total issued share capital in ordinary shares of US$0.50 each, confirms whether any shares are held in treasury and explains how the total number of voting rights should be used by shareholders when assessing disclosure obligations under UK and Hong Kong rules. Block listing six‑monthly returns detail unallotted securities and issuances under multiple share schemes, including the Employee Share Option Scheme, Executive Share Option Scheme, Employee SAYE Plan, HSBC Holdings Group Share Option Plan, HSBC Share Plan, HSBC Share Plan 2011 and the HSBC International Employee Share Purchase Plan.
Filings also include announcements on conditional awards under the HSBC International Employee Share Purchase Plan, specifying the number of ordinary shares of US$0.50 each subject to awards, the split between London and Hong Kong listed shares, market prices on the grant date, vesting periods and the overall plan limit expressed as a percentage of ordinary share capital. Governance‑focused 6‑Ks report board changes and director retirements, referencing the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and confirming that no additional information needs to be brought to shareholders’ attention.
In addition, joint announcements filed on Form 6‑K describe proposals involving group entities such as Hang Seng Bank Limited, including a scheme of arrangement for privatisation and a proposed withdrawal of listing of Hang Seng Bank shares, subject to court and regulatory conditions. Stock Titan enhances access to these filings with tools that surface the most relevant sections, helping users quickly locate information on share capital, employee share plans, governance changes and major Hong Kong‑related transactions within HSBC’s regulatory record.
HSBC Holdings plc reports that The Stock Exchange of Hong Kong Limited has granted it a waiver from strict compliance with Rule 13.36(1) of the Hong Kong Listing Rules. This waiver allows HSBC to seek a separate shareholder authority, called the Mandate, to issue Contingent Convertible Securities (CCSs) and to allot the ordinary shares into which these CCSs may convert or be exchanged in excess of the usual 20 per cent general mandate limit.
The Mandate would be in addition to HSBC’s existing General Allotment Authority, which follows UK institutional guidelines and the Hong Kong Listing Rules, including the 20 per cent cap for non-pre-emptive issues under Rule 13.36(2). HSBC will use the Mandate only for CCS issuance and not for other share allotments. If approved by shareholders, the Mandate will last until the conclusion of the first annual general meeting after its approval, an earlier date set by the company, or until it is revoked or varied by ordinary resolution. The waiver is conditional on HSBC publicly announcing it before seeking the Mandate and clearly stating in all related announcements and circulars that the Mandate is additional to the existing general mandate.
HSBC Holdings plc filed a report to update legal documentation tied to its contingent capital securities programme. The company is incorporating multiple supplemental indentures, including new nineteenth and twentieth supplemental indentures dated March 24, 2026, into an existing registration statement. The filing also adds updated US and English law legal opinions from Cleary Gottlieb Steen & Hamilton LLP, both dated March 24, 2026, so these documents can be relied on under the referenced shelf registration.
HSBC Holdings plc reported March 2026 share transactions by several senior executives. On 20 March 2026, additional ordinary shares of US$0.50 each were added to their share plan interests as dividend equivalents linked to the fourth interim dividend for 2025, at £11.9768 per share.
Awards included 19,815 shares for Group Chief Executive Georges Elhedery, 11,555 for Group Chief Financial Officer Pam Kaur, and 1,676 for Group Chief Risk and Compliance Officer Richard Blackburn. Separately, on 23 March 2026, Group Chief Information Officer Stuart Riley disposed of 117,653 shares in London at £11.840854 per share, totalling about £1.39 million.
Bingham Jonathan reported acquisition or exercise transactions in this Form 4 filing.
HSBC Holdings plc reported that Global Financial Controller Jonathan Bingham received a grant of 792 Dividend Equivalent Rights on March 20, 2026. These rights are tied to a prior conditional share award granted on March 9, 2026 and accrue when dividends are paid on HSBC ordinary shares.
Each right represents the economic equivalent of one ordinary share of US$0.50 par value. According to the terms, the rights may be settled in cash at the election of HSBC’s board and will be settled as soon as practicable after the related conditional award vests. This is a compensation-related award, not an open‑market share purchase or sale.
HSBC Holdings plc has completed the issuance of two tranches of perpetual subordinated contingent convertible securities under a previously agreed Securities Terms Agreement. The bank issued US$1,250,000,000 6.750% securities callable during any 2031 optional redemption period and US$1,250,000,000 7.000% securities callable during any 2036 optional redemption period on 24 March 2026.
Application has been made for both securities to be admitted to the Official List and to trading on the Global Exchange Market of Euronext Dublin. The securities are described as complex instruments with a high degree of risk and are not intended for retail investors in the UK or the EEA under PRIIPs and related rules.
HSBC Holdings plc is offering two series of perpetual contingent convertible securities totalling $2,500,000,000. The offering consists of $1,250,000,000 of 6.750% Perpetual Subordinated Contingent Convertible Securities (2031 Securities) and $1,250,000,000 of 7.000% Perpetual Subordinated Contingent Convertible Securities (2036 Securities).
Both series are perpetual, callable in specified optional redemption periods, pay interest only at HSBC’s sole discretion (interest is subject to cancellation), reset every five years and convert automatically upon a Capital Adequacy Trigger Event if the CET1 Ratio falls below 7.0%. Conversion mechanics include issuance of Conversion Shares or, at HSBC’s election, a Conversion Shares Offer; conversion is irrevocable and could materially reduce or eliminate investors’ principal and future interest.
HSBC Holdings plc has filed a Form 6-K noting that Group Chief Financial Officer Pam Kaur is speaking at the Morgan Stanley European Financials Conference in London. A webcast replay of her remarks will be available on HSBC’s investor events webpage later the same day.
The filing also reminds readers that HSBC, headquartered in London, serves customers in 56 countries and territories. It reports assets of US$3,233bn as of 31 December 2025, underscoring its position as one of the world’s largest banking and financial services organisations.
HSBC Holdings plc executive Jonathan Bingham, Global Financial Controller, filed an initial ownership report listing his equity interests in the company. The filing shows several conditional share awards over HSBC ordinary shares of US$0.50 par value, alongside direct and indirect ordinary share holdings.
Direct positions include conditional awards over 3,233, 6,097, 19,628, 31,288 and 28,081 underlying ordinary shares, plus 23,133 ordinary shares held directly. Indirect holdings include 40,481 ordinary shares held by his spouse and 1,773 ordinary shares held by a trust in the HSBC UK Share Incentive Plan. Footnotes describe grants made between March 2022 and March 2026, with vesting schedules extending through 2030 and dividend equivalent eligibility on the 2026 award.
HSBC Holdings plc is offering perpetual subordinated contingent convertible securities that are callable in specified optional redemption periods. The securities carry discretionary interest that the issuer may cancel in whole or in part and convert automatically upon a CET1 Ratio trigger of 7.0%. Following an Automatic Conversion, holders receive Conversion Shares or, if elected by HSBC, Conversion Shares Offer Consideration; all issuer obligations in respect of the securities will be irrevocably released on conversion. The securities are subject to UK bail-in powers, consent to variation for bail-in and regulatory redemption and listing on Euronext Dublin’s GEM is expected within 30 days of delivery.