HBNC Form 144: Proposed common stock sales listed

HBNC submitted a Form 144 notice reporting proposed sales of Common Stock.

Rhea-AI Filing Summary

HBNC submitted a Form 144 notice reporting proposed sales of Common Stock. The filing lists planned dispositions tied to restricted stock and options exercises with dated entries on 03/18/2026, 03/20/2026, and 04/29/2026

The filing also reports past sales by Mark Secor of 250 and 2,309 shares on 03/19/2026 and 03/23/2026 for proceeds shown as $3,927 and $37,598, respectively.

Insights

Corporate Governance Analyst

Form 144 lists planned insider-related sales and recent small open-market dispositions.

The notice records proposed sales tied to equity compensation events (restricted stock and option exercises) dated 03/18/2026, 03/20/2026, and 04/29/2026

Past transactions by Mark Secor show two small dispositions of 250 and 2,309 shares generating proceeds of $3,927 and $37,598. The filing does not state aggregate offering mechanics or designate proceeds recipients in the excerpt.

Key Figures

Planned restricted stock (example): 1,049 shares Planned restricted stock (example): 6,443 shares Planned option exercise (example): 2,809 shares +4 more

7 metrics

Planned restricted stock (example) 1,049 shares Restricted Stock dated 03/18/2026

Planned restricted stock (example) 6,443 shares Restricted Stock dated 03/20/2026

Planned option exercise (example) 2,809 shares Options Exercise dated 04/29/2026

Planned option exercise (example) 4,593 shares Options Exercise dated 04/29/2026

Sale by Mark Secor 250 shares Sold 03/19/2026 for $3,927

Sale by Mark Secor 2,309 shares Sold 03/23/2026 for $37,598

Execution / listing Nasdaq Exchange listed in excerpt dated 04/29/2026

Key Terms

Form 144, Restricted Stock, Options Exercise, Proceeds

4 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common Stock | 03/18/2026 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Options Exercise financial

"Common Stock | 04/29/2026 | Options Exercise"

Exercising an option is the act of using a contract that gives you the right to buy or sell a specific stock at a set price. For investors, the decision to exercise matters because it turns a paper right into an actual trade — it can create immediate profit or loss, change how many shares are outstanding (which can dilute ownership), affect cash the investor must pay or receive, and trigger tax consequences, much like deciding to redeem a coupon for a fixed-price purchase.

Proceeds financial

"03/23/2026 | 2,309 | 37598.00"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does HBNC's Form 144 disclose?

It discloses proposed sales of Common Stock linked to restricted stock and option exercises. The filing lists dated entries on 03/18/2026, 03/20/2026, and 04/29/2026 and prior small sales by Mark Secor.

How many shares did Mark Secor sell recently according to the filing?

Mark Secor sold 250 shares and 2,309 shares in March. Sales occurred on 03/19/2026 and 03/23/2026 with proceeds of $3,927 and $37,598 respectively.

Which types of securities are noted in the HBNC Form 144?

The excerpt lists Common Stock from restricted stock grants and option exercises. Entries explicitly reference 'Restricted Stock' and 'Options Exercise' dated in March and April 2026.

Are aggregate proceeds or a total offering amount shown in the excerpt?

The excerpt shows per-transaction proceeds for Mark Secor but does not present an aggregate offering amount or total proceeds for the proposed sales in the provided text.

Does the filing identify how the proposed sales will be executed?

The excerpt lists the security types and dates but does not describe distribution methods or execution mechanics for the proposed sales in the provided content.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/29/2026 - 04:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001276902
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HORIZON BANCORP INC /IN/
SEC File Number	000-10792
Address of Issuer	515 FRANKLIN STREET MICHIGAN CITY INDIANA 46360
Phone	2198790211
Name of Person for Whose Account the Securities are To Be Sold	SECOR MARK E
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Stifel Nicolaus & Company Inc 501 N Broadway St. Louis MO 63102	9961	175132.00	51225946	04/29/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/18/2026	Restricted Stock	Issuer			1049	03/18/2026	Equity Compensation
Common Stock	03/20/2026	Restricted Stock	Issuer			6443	03/20/2026	Equity Compensation
Common Stock	04/29/2026	Options Exercise	Issuer			2809	04/29/2026	Equity Compensation
Common Stock	04/29/2026	Options Exercise	Issuer			4593	04/29/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mark Secor 515 Franklin St Michigan City IN 46360	Common Stock	03/19/2026	250	3927.00
Mark Secor 515 Franklin St Michigan City IN 46360	Common Stock	03/23/2026	2309	37598.00

144: Remarks and Signature

Remarks
Date of Notice	04/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ James Weimer, as a duly authorized representative of STIFEL, as attorney-in-fact for Mark Secor
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)