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Horizon Bancorp director granted 306 shares of stock

HORIZON BANCORP INC (HBNC) director Vanessa Peterson Williams reported receiving a grant or award of 306 shares of common stock on 2026-08-26 at a reported value of $20.45 per share.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HORIZON BANCORP INC (HBNC) director Vanessa Peterson Williams reported receiving a grant or award of 306 shares of common stock on 2026-08-26 at a reported value of $20.45 per share. After this acquisition, she directly holds 12,444 shares of Horizon Bancorp common stock.

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Insider Williams Vanessa Peterson
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 306 $20.45 $6K
Holdings After Transaction: Common Stock — 12,444 shares (Direct)
Shares acquired 306 shares of Common Stock Grant, award, or other acquisition on 2026-08-26
Transaction price per share $20.45 per share Valuation used for the 306-share grant on 2026-08-26
Total shares following transaction 12,444 shares Common stock directly held by Vanessa Peterson Williams after the grant
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"
Rule 10b5-1 regulatory
"aff_10b5_one is the filing's document-level Rule 10b5-1 checkbox"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did HBNC disclose for Vanessa Peterson Williams?

HBNC disclosed that director Vanessa Peterson Williams received a grant or award of 306 shares of Horizon Bancorp common stock on 2026-08-26, classified as a grant, award, or other acquisition under transaction code A.

At what price was the HBNC stock grant to Vanessa Peterson Williams valued?

The 306-share grant to Vanessa Peterson Williams was valued at $20.45 per share. This price is reported in the Form 4 as the transaction price per share for the common stock awarded on 2026-08-26.

How many HBNC shares does Vanessa Peterson Williams own after this transaction?

Following the reported grant, Vanessa Peterson Williams directly holds 12,444 shares of Horizon Bancorp common stock. This figure is the total shares beneficially owned after the 306-share acquisition disclosed in the Form 4.

Was the HBNC insider transaction made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed (aff_10b5_one is false), meaning the filing does not state that this grant was executed under a Rule 10b5-1 trading plan.

What does transaction code A mean in the HBNC Form 4 filing?

In the HBNC Form 4, transaction code A is described as a “Grant, award, or other acquisition” of common stock. It indicates the insider received shares, typically as part of compensation or an award, rather than buying them on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Vanessa Peterson

(Last)(First)(Middle)
515 FRANKLIN STREET

(Street)
MICHIGAN CITY INDIANA 46360

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HORIZON BANCORP INC /IN/ [ HBNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/26/2026A306A$20.4512,444D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ John R. Stewart, as Attorney-in-Fact for Vanessa Peterson Williams08/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)