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HBT Financial (HBT) director donates 15,000 shares to charity

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HBT Financial, Inc. (HBT) director Roger A. Baker reported an indirect bona fide gift of 15,000 shares of common stock on August 18, 2026. According to a footnote, these shares were gifted to a charitable organization from stock held jointly by the Mary Angela Baker 2021 Irrevocable Trust and the Roger A. Baker 2021 Irrevocable Trust. After the gift, that joint trust position held 531,604 shares, while separate holdings totaled 423,666 shares in the Mary Angela Baker 2021 Irrevocable Trust, 363 shares in the Roger A. Baker 2021 Irrevocable Trust, and 1,200 shares held directly by Mr. Baker.

Positive

  • None.

Negative

  • None.
Insider Baker Roger A
Role Director
Type Security Shares Price Value
Gift Common Stock, $0.01 par value F1 15,000 $0.00 $0.00
holding Common Stock, $0.01 par value -- -- --
holding Common Stock, $0.01 par value -- -- --
holding Common Stock, $0.01 par value -- -- --
Holdings After Transaction: Common Stock, $0.01 par value — 531,604 shares (Indirect, By Mary Angela Baker 2021 Irrevocable Trust and Roger A. Baker 2021 Irrevocable Trust Jointly); Common Stock, $0.01 par value — 423,666 shares (Indirect, By Mary Angela Baker 2021 Irrevocable Trust); Common Stock, $0.01 par value — 1,200 shares (Direct); Common Stock, $0.01 par value — 363 shares (Indirect, By Roger A. Baker 2021 Irrevocable Trust)
Footnotes (1)
  1. F1. Shares were gifted by the reporting person to a charitable organization.
Shares gifted 15,000 shares Bona fide gift of HBT common stock on August 18, 2026
Joint trust holdings after gift 531,604 shares Held jointly by Mary Angela Baker 2021 Irrevocable Trust and Roger A. Baker 2021 Irrevocable Trust
Mary Angela Baker 2021 Irrevocable Trust holdings 423,666 shares Indirect ownership position reported after the transaction
Roger A. Baker 2021 Irrevocable Trust holdings 363 shares Indirect ownership position reported after the transaction
Direct holdings after transaction 1,200 shares Shares of HBT common stock held directly by Roger A. Baker
bona fide gift regulatory
"transaction_code_description: "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Irrevocable Trust financial
"By Mary Angela Baker 2021 Irrevocable Trust and Roger A. Baker 2021 Irrevocable Trust"
An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.
indirect ownership financial
"ownership_type: "indirect" for trust-held shares"

FAQ

What insider transaction did HBT director Roger A. Baker report on this Form 4 for HBT?

Roger A. Baker reported a bona fide gift of 15,000 HBT common shares on August 18, 2026. The shares were donated to a charitable organization from jointly held trust holdings.

How many HBT shares were gifted to charity according to this Form 4?

The filing reports a gift of 15,000 HBT shares of common stock. A footnote explains that these shares were gifted by the reporting person to a charitable organization from jointly held trust shares.

What are Roger A. Baker’s indirect HBT holdings after the reported gift?

After the gift, indirect holdings include 531,604 shares held jointly by two 2021 irrevocable trusts, 423,666 shares in the Mary Angela Baker 2021 Irrevocable Trust, and 363 shares in the Roger A. Baker 2021 Irrevocable Trust.

How many HBT shares does Roger A. Baker hold directly after this transaction?

Following the reported gift, Roger A. Baker directly holds 1,200 shares of HBT common stock. This direct position is reported separately from his indirect trust-related holdings in the Form 4 data.

Does this HBT Form 4 show any insider share sales or purchases in the market?

No market purchases or sales are reported; the filing shows a bona fide gift of 15,000 shares and updated holding balances. No transactions with a stated per-share price or sale proceeds appear in the data.

Through what entities are most of Roger A. Baker’s HBT shares held?

Most reported shares are held indirectly through the Mary Angela Baker 2021 Irrevocable Trust and the Roger A. Baker 2021 Irrevocable Trust, including a large joint position of 531,604 shares after the gift.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baker Roger A

(Last)(First)(Middle)
C/O HBT FINANCIAL, INC.
401 N. HERSHEY ROAD

(Street)
BLOOMINGTON ILLINOIS 61704

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HBT Financial, Inc. [ HBT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.01 par value08/18/2026G15,000D$0(1)531,604IBy Mary Angela Baker 2021 Irrevocable Trust and Roger A. Baker 2021 Irrevocable Trust Jointly
Common Stock, $0.01 par value423,666IBy Mary Angela Baker 2021 Irrevocable Trust
Common Stock, $0.01 par value1,200D
Common Stock, $0.01 par value363IBy Roger A. Baker 2021 Irrevocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares were gifted by the reporting person to a charitable organization.
Remarks:
/s/ Renee K. Fehr, Attorney-in-Fact08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)